Investment Compliance Jobs in Massachusetts | EmploymentCrossing.com


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540

Investment Compliance Jobs in Massachusetts





Job info
SPONSORED JOB
Job title
Location
Boston, MA
Posted Date
Feb 05,22
Source
Employer   

compliance Officer Duties Administer the firm ... Ethics Political Law and Lobbying compliance Programs Oversee compliance related operating procedures including Affiliated Underwriting ... operating procedures including Affiliated Underwriting compliance Corporate Charitable..

SPONSORED JOB
Location
Boston, MA
Posted Date
Dec 09,22
Source
Employer   

compliance Senior Manager The candidate will ... managing regulatory risk and ensuring compliance with regulatory requirements Central coordination ... programs including Regulatory Change Management compliance and Legal Regulatory Relations Proactively..

SPONSORED JOB
Location
Boston, MA
Posted Date
Dec 10,22
Source
Employer   

Chief compliance Officer The candidate will report ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team but within a..

 
Company
**********
Location
Boston, MA
Posted Date
Feb 09, 2021
Info Source
Employer  - Full-Time  90  

... - Business Tax Services - Investment Management - Private Equity in ... Subchapter K, and the tax compliance process for investment partnerships, along with a general ... and taxation..

 
Company
Location
Boston, MA
Posted Date
Jun 21, 2021
Info Source
Employer  - Full-Time  90  

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

 
Company
**********
Location
Boston, MA
Posted Date
Nov 19, 2022
Info Source
Employer  - Full-Time  90  

... President & Legal Counsel - Investment Management Products and Funds Attorney ... deep understanding of the firm’s investment and operational capabilities, service offerings, ... executive business leaders, risk and..

 
Location
Boston, MA
Posted Date
Apr 24, 2024
Info Source
Recruiter  -  

... a Mid-level Asset Management and Investment Funds Associate Attorney to join ... related to asset management and investment funds.Assist in advising investment companies, investment advisers, and board members on..

 
Company
**********
Location
Boston, MA
Posted Date
Mar 29, 2021
Info Source
Employer  - Full-Time  90  

... personable individual to join our Compliance Team to administer Lookout Compliance Programs. This position will report ... to the Sr. Director of Compliance and will work closely with .....

 
Company
**********
Location
Boston, MA
Posted Date
Feb 18, 2021
Info Source
Employer  - Full-Time  90  

... Seasonal Income Franchise Manager – Investment Management in Boston Massachusetts Seasonal, ... and Local Tax Manager - Investment Management Expected start date is ... strategic and creative Multistate Tax..

 
Location
Boston, MA
Posted Date
Mar 04, 2024
Info Source
Recruiter  -  

... a comprehensive understanding of the Investment Advisers Act and other federal ... requirements and exemptions to the Investment Company Act.Provide expertise in the ... solutions for private fund sponsors.Ensure..

 
Company
Location
Boston, MA
Posted Date
Feb 08, 2022
Info Source
Employer  - Full-Time  90  

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

 
Location
Boston, MA
Posted Date
May 03, 2024
Info Source
Recruiter  -  

... various legal matters related to investment funds and will play a ... support on matters related to investment funds.Draft and review legal documents, ... relevant laws and regulations impacting..

 
Location
Boston, MA
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... firm is seeking a Fund Formation/Investment Management Associate Attorney to join ... within the Fund Formation & Investment Management (FFIM) Practice Group, contributing ... expertise in fund structuring, management,..

 
Company
**********
Location
Boston, MA
Posted Date
Apr 02, 2021
Info Source
Employer  - Full-Time  90  

... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in Boston ... Boston Massachusetts Resell Contracts & Compliance Manager Are you a contracts ... Are you a contracts &..

 
Company
**********
Location
Boston, MA
Posted Date
Feb 01, 2023
Info Source
Recruiter  - Full-Time  90 

... Quarterly Fees •Enhance and implement Compliance policies, processes, and procedures •Organize ... •Serve as administrator for various compliance applications such as Bridger, Red ... •Organize and maintain content on..

 
Location
Boston, MA
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... Boston is seeking a skilled Corporate-Investment Funds Associate Attorney with a ... role in advising clients on investment fund structures, regulatory compliance, and transactional matters. Duties:Provide legal counsel ... subscription..

 
Company
**********
Location
Boston, MA
Posted Date
Apr 11, 2024
Info Source
Employer  - Full-Time   

... that provide brokerage services and investment advisory offerings to third-party intermediary ... third-party intermediary clients, including registered investment advisers (“RIAs”), banks, and broker-dealers. ... advanced expertise and experience in..

 
Company
**********
Location
Boston, MA
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will report ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within a..

 
Company
**********
Location
Boston, MA
Posted Date
Feb 18, 2021
Info Source
Employer  - Full-Time  90  

... – Income Franchise Manager – Investment Management in Boston Massachusetts State ... and Local Tax Manager - Investment Management Position Summary Are you ... strategic and creative Multistate Tax..

 
Company
**********
Location
Boston, MA
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

 
Company
**********
Location
Boston, MA
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

Compliance Officer Duties: Administer the firm’s ... Ethics, Political Law, and Lobbying Compliance Programs. Oversee compliance-related operating procedures, including: Affiliated Underwriting ... operating procedures, including: Affiliated Underwriting Compliance, Corporate Charitable..

 
Location
Boston, MA
Posted Date
Apr 11, 2024
Info Source
Recruiter  -  

... fund-related agreements and ensuring regulatory compliance.Duties:Collaborate with private equity and venture ... company arrangements.Provide guidance on regulatory compliance matters related to private equity ... and venture capital funds, including..

 
Location
Boston, MA
Posted Date
Mar 17, 2021
Info Source
Employer  - Full-Time  90  

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

 
Location
Boston, MA
Posted Date
Feb 13, 2021
Info Source
Employer  - Full-Time  90  

14,567 Job Information Deloitte Deloitte Risk & Financial Advisory Analyst - Controls, Compliance & Finance (Summer/Fall 2022) in Boston Massachusetts Deloitte Risk & Financial Advisory Analyst - Controls, Compliance & Finance ..

 
Location
Boston, MA
Posted Date
Apr 18, 2024
Info Source
Recruiter  -  

... law firm seeks a Mid-Level Investment Funds Associate Attorney with 3-6 ... formation of domestic and international investment funds.Assist in secondary transactions and ... legal research and analysis on..

 
Location
Boston, MA
Posted Date
May 03, 2024
Info Source
Recruiter  -  

Boston office of a BCG Attorney Search Top Ranked Law Firm seeks a mid-level private equity transactions associate attorney with 4-6 years of experience representing private equity sponsors in connection with ..

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