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1,530

Investment Compliance Manager Jobs in California





Job info
SPONSORED JOB
Company
Location
Los Angeles, CA
Posted Date
Oct 24,22
Source
Employer   

Tax Senior manager Nat l Federal Tax Services - Partnership compliance Group PSG Duties Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters ..

SPONSORED JOB
Company
Location
Fresno, CA
Posted Date
Oct 24,22
Source
Employer   

Tax Senior manager Nat l Federal Tax Services - Partnership compliance Group PSG Duties Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters ..

SPONSORED JOB
Company
Location
Costa Mesa, CA
Posted Date
Oct 24,22
Source
Employer   

Tax Senior manager Nat l Federal Tax Services - Partnership compliance Group PSG Duties Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters ..

 
Company
Location
San Jose, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

 
Location
Los Angeles, CA
Posted Date
Apr 22, 2024
Info Source
Recruiter  -  

... in various aspects of alternative investment fund formation, structuring, capital raising, ... fund formation, structuring, capital raising, compliance, and ongoing management across different ... joint ventures and managing equity..

 
Location
Woodland Hills, CA
Posted Date
Mar 18, 2024
Info Source
Recruiter  -  

... the firm's broker-dealer and registered investment adviser operations. The Assistant General ... collaborate with senior business and compliance professionals, participate in regulatory examinations, ... in regulatory examinations, and ensure..

 
Company
**********
Location
Ontario, CA
Posted Date
Jan 31, 2023
Info Source
Employer  - Full-Time  90 

12/29/2022 Supports the Compliance Officer in the execution of ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies and..

 
Company
**********
Location
San Gabriel, CA
Posted Date
Jan 16, 2023
Info Source
Employer  - Full-Time  90 

12/29/2022 Supports the Compliance Officer in the execution of ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies and..

 
Location
Los Angeles, CA
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... formation and administration of private investment funds. The ideal candidate should ... advantageous. Proficiency in navigating the Investment Advisers Act of 1940 and ... concerning structuring, market practices, regulatory..

 
Location
Sacramento, CA
Posted Date
Feb 13, 2021
Info Source
Employer  - Full-Time  90  

... Services (GPS) Procurement Operations & Compliance Manager in Sacramento California Government & ... Services (GPS) Procurement Operations & Compliance Manager Deloitte Services LP includes internal ... day-to-day subcontracts and..

 
Company
**********
Location
Irvine, CA
Posted Date
Sep 10, 2023
Info Source
Employer  - Full-Time  90 

9/6/2023 The BaaS Compliance Manager is responsible for reviewing and managing BaaS partners on an array of emerging issues and deposit types; collaborating with them to develop sound compliance solutions for ..

 
Company
Location
Los Angeles, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

 
Company
**********
Location
Irvine, CA
Posted Date
Jan 09, 2023
Info Source
Employer  - Full-Time  90 

12/29/2022 Supports the Compliance Officer in the execution of ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies and..

 
Company
**********
Location
San Francisco, CA
Posted Date
Dec 06, 2022
Info Source
Employer  - Full-Time  90  

Tax Compliance Manager Duties: Reports to the Director ... Director of Tax Planning & Compliance for all tax aspects related ... prepared tax work papers for investment entities and foundations...

 
Company
Location
San Francisco, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Mar 30, 2023
Info Source
Employer  - Full-Time  90 

12/29/2022 Supports the Compliance Officer in the execution of ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies and..

 
Company
Location
Fresno, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Apr 02, 2021
Info Source
Employer  - Full-Time  90  

... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in Los Angeles California Resell ... Angeles California Resell Contracts & Compliance Manager Are you a contracts & ... Are..

 
Location
San Francisco, CA
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

... skilled and motivated Mid-level Private Investment Funds Associate Attorney. The successful ... in fund formation and private investment matters. Duties:Draft and review private offering ... review private offering materials, ensuring..

 
Location
Porterville, CA
Posted Date
Sep 24, 2020
Info Source
Employer  - Full-Time  90  

Lending Compliance Manager The candidate, under the direction ... the direction of the Chief Compliance Officer, will develop, implement, enhance ... and maintain a comprehensive lending compliance program to promote..

 
Company
**********
Location
San Jose, CA
Posted Date
Apr 02, 2021
Info Source
Employer  - Full-Time  90  

... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in San Jose California Resell ... Jose California Resell Contracts & Compliance Manager Are you a contracts & ... Are..

 
Location
Redwood City, CA
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

... a highly skilled Mid-level Private Investment Funds Associate Attorney with 3-6 ... structuring and formation of private investment funds for fund managers.Conduct legal ... research and analysis related to..

 
Company
Location
Sacramento, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

 
Company
**********
Location
Alameda, CA
Posted Date
Dec 16, 2021
Info Source
Employer  - Full-Time  90  

... u0026amp; Operations.u003c/spanu003eu003c/pu003enu003cpu003eu003cstrongu003eEmployment Status:u0026nbsp;u003c/strongu003eu0026nbsp;Full-Timeu003cstrongu003eu003cspanu003eu0026nbsp;u003c/spanu003eu003c/strongu003eu003c/pu003enu003cpu003eu003cstrongu003eu003cspanu003ePOSITION SUMMARYu003c/spanu003eu003c/strongu003eu003c/pu003enu003cpu003eu003cspanu003eThe HR Compliance Manager leads and drives HR compliance for the organization and partners ... and procedures. Provides guidance on compliance matters, and partners with the..

 
Company
Location
Costa Mesa, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

 
Company
Location
San Diego, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

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