Knowledge And Risk Lawyer Jobs

... single mission: to discover, develop, and deliver innovative medicines focused on ... such as oncology, cardiovascular, immunoscience and fibrosis. Join us and make a difference. We hire ... We..

... Product Sr Officer I TTS and CCB O&T ICRM Compliance Officer ... responsible for: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies ... maintaining best-in-class Compliance, programs, policies..

Brand Lawyer The candidate will be responsible ... proper review of promotional materials and tactics including social media and healthcare professional and consumer-directed advertising as well as ... as well..

... Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance, testing and monitoring, and training; Conduct compliance oversight reviews ... of applicable laws, rules, regulations, and controls;..

... investigations of medium to high and high complexity matters under moderate ... in relation to internal/external tips and reviews conducted related to referrals. ... Enforcement. Serves as a VAST..

... conducts advanced high complexity routine and special investigations of member firms. ... to staff. Surveilles the industry and identifies fraudulent conduct occurring at, ... identifying risks, developing regulatory strategies..

... Senior, Unclaimed Property Tax; State and Local Tax (SALT) Duties: Gaining ... Local Tax (SALT) Duties: Gaining knowledge of an assessment, audit, or ... process. Developing client, legal counsel,..

... background searches of member firms and registered representatives in support of ... Cause investigations, in proactively identifying risk using various internal and external systems. Provides an advanced ... with..

... candidate will be developing, implementing, and executing compliance testing, continuous assurance, ... executing compliance testing, continuous assurance, and reporting programs within an assigned ... with FINRA related Supervisory requirements..

TTS Trade and Working Capital Solutions Global Compliance ... compliance coverage to the Trade and Working Capital Solutions (TWCS) Business. ... compliance guidance on TWCS rules and regulations relating to..

Risk and Financial Advisory Service Delivery Intern ... The candidate will assist organizations and their legal counsel by helping ... experience in Litigation/Discovery is preferred. Knowledge of electronic discovery software..

... serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team responsible ... responsible for assessing compliance risks and controls implemented by the first .....

Principal Analyst, Risk Monitoring, Medium Diversified Firms The ... will be reporting to a Risk Monitoring Director and supports both that direct manager ... direct manager in identifying existing and..

... matter expert for all compliance and audit policies. Identifies, monitors and tracks vendor compliance with all ... commitments within existing vendor agreements and supporting Amendments. Executes vendor audits .....

... Operations team which handles withholding and reporting on over 1 million ... over 1 million tax forms and remits withholding to the IRS. ... complex questions regarding our role..

Director Risk And Controls The candidate will lead ... across multiple geographic locations. Mitigates risk exposure to company by identifying ... poses potential for significant reputations and/or regulatory injury. Will..

... background searches of member firms and registered representatives in support of ... Cause investigations, in proactively identifying risk using various internal and external systems. Provides an advanced ... with..

... candidate will provide expert legal and policy advice to Enforcement management ... policy advice to Enforcement management and staff in support of Enforcement ... Department objectives to foster transparency..

Senior Principal Advisor and Counsel, Market Manipulation The candidate ... President, Strategic Operations. Assist MMG and MRTS leadership in the oversight ... in the oversight of intra-departmental and inter-departmental initiatives,..

... Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the ... through the negotiation of transactions and contracts, but also when providing .....

... counterparties including banks, mutual, pension and hedge funds, corporates, and insurance companies. Will have ability ... ensuring an optimum reduction of risk in line with the credit ... in..

... provide strategic advice regarding research and development projects, business development matters, ... compliance issues, development related documents and interactions with respect to pipeline ... pharmaceuticals. Provide advice regarding research..

... provide strategic advice regarding research and development projects, business development matters, ... compliance issues, development related documents and interactions with respect to pipeline ... pharmaceuticals. Provide advice regarding research..