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Assistant General Counsel - Investment Company The candidate ... for supporting all aspects of legal and regulatory matters relating to ... involved in tasks relating to fund board of directors’..
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... assessments related to advisory and mutual fund businesses; Serve as point person ... for internal governance bodies and fund boards of directors; Lead and ... connection with portfolio oversight,..
... business and regulatory developments impacting mutual funds, closed end funds and ... the preparation and filing of fund registration statements and other regulatory ... Securities and Exchange Commission, reviewing..
Registered Funds Midlevel The candidate will 3-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and independent board members ..
VP, Corporate Counsel, PGIM Retail & Alternative Funds ... the preparation and filing of mutual fund registration statements on Forms N-1A, ... SEC staff. Will be providing legal advice to..
EDGAR Specialist The candidate will convert Word and Excel files to both EDGAR and PDF file formats. Ensure content and style are properly rendered in the output. Proof of complex style, ..
VP, Corporate Counsel, PGIM Investments The candidate will ... Investments The candidate will provide legal advice to internal business clients ... and supporting existing strategies. Provide legal support to key..
... of regulatory documents for various mutual funds, exchange-traded funds and closed-end ... and prepare for the respective fund board and shareholder meetings. Attend ... as needed. Draft and distribute..
Senior Negotiator - Contractor The candidate will need to support a wide range of counterparties including banks, mutual, pension and hedge funds, corporates, and insurance companies. Will have ability to balance ..