Company name
Prudential Financial, Inc
Experience
10 yrs required
Location
Newark, NJ, United States
Employment Type
Full-Time
Industry
Legal
Posted on
Nov 17, 2022
Profile
VP, Corporate Counsel, PGIM Retail & Alternative Funds
The candidate will be managing and/or supervising the preparation and filing of mutual fund registration statements on Forms N-1A, N-2 and N-14, as well as other federal securities filings (such as tender offers, proxy statements and prospectus supplements) and interacting with SEC staff. Will be providing legal advice to internal business clients on investment companies, investment advisory and regulatory issues in developing new funds and supporting existing funds. Drafting and reviewing Board materials, attending Board meetings, and coordinating with senior management within PGIM Investments and PGIM relating to various matters. Advising and implementing new rules and regulatory developments. Providing legal support for responses to regulatory inquiries. Reviewing sales literature for the funds; providing legal support for responses to requests-for-proposal, due diligence requests and participating in diligence calls with intermediaries. Drafting and negotiating investment management agreements, vendor agreements and other similar agreements for the funds or PGIM Investments. Supervising and managing members of the PGIM Investments Law Department. Coordinating regulatory matters across multiple global platforms. Assisting in special projects as needed.
Additional Information
ID: R-111390
Company info
Prudential Financial, Inc
655 Broad Street
Newark
New Jersey
United States 07102
Website : http://www.prudential.com