Legal Secretary Advanced Jobs

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

... The candidate will render senior-level legal advice and support in connection ... one or more areas of legal expertise. With limited oversight, advise ... Serve as a source of..

Legal Secretary Responsibilities: Answer main phone lines and direct calls; greet clients and vendors. Ensures that mail is sent out of the office, i.e. regular mail, certified mail, or overnight mail. ..

Rules Based Testing Team Examiner The candidate will support the planning, coordination, and delivery of our annual rules testing program. Maintain a working knowledge of current FINRA, SEC, and state regulatory ..

... including pre-litigation, litigation and other legal proceeding matters. Assist in the ... and managing litigation holds.. Perform legal research on issues and cases ... drafts of a variety of..