Marketing Compliance Review Officer Jobs

Investment Adviser Compliance Director The candidate will assist ... to establish and/or maintain a compliance program. Will act in the ... capacity as an outsourced Chief Compliance Officer and/or in..

Chief Operating Officer, Chief Academic Officer Tracking Code 13375 Job Description ... Office of the Chief Academic Officer manages the three Divisions under ... Language Learners. The Chief Academic Officer..

Compliance and Funds Counsel The candidate ... Counsel The candidate will drive compliance throughout the company and provide ... Head of Legal & Chief Compliance Officer (based in New York)...

New York City office of a BCG Attorney Search Top Ranked Law Firm seeks senior corporate transactional attorney with 8-10 years of experience, preferably with M&A experience on the buyer and ..

Chief Claims Officer The candidate will manage a team of claims professionals by establishing clear performance metrics and monitoring standards. Buildout of claims capability to support diverse global portfolio, including the ..

Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..

Chief Compliance Officer - Capital Markets The candidate ... and refinement of a comprehensive compliance program. Work with Compliance teams globally and as well ... effort throughout the organization. Coordinate..

Compliance Product Officer - Fair Lending Data Scientist ... will serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include..

Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the ... and continue the development of compliance risk assessments, with an emphasis ... the scope and rigor of compliance..

... revenue recognition function through contract review, revenue and deferred revenue reconciliation ... recognition documentation for external auditor review Responsible for the review of various accounting close entries ... revenue,..

... shareholder items, and securities law compliance matters. Will review, provide comments, and ensure compliance with regulatory requirements and best ... legal advice on securities law compliance matters, SEC and..

KM Lawyer, Capital Markets Duties: Coordinate with the Knowledge Department and Practice Group attorneys to develop and implement solutions and best practices to increase effectiveness and efficiency in the Practice Group. ..

... experience from the legal and compliance perspective. Act as Privacy Officer, coordinate with CTO on HIPAA ... CTO on HIPAA and CCPA compliance. Oversight of IP and regulatory .....

Compliance Officer HFS for Asset Management The ... and control to the business' compliance risk-taking and risk assessments; assisting ... maintenance, and improvement of the compliance policies, procedures, and processes..

... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In this ... assist the Capital Markets/Securities and Compliance groups.   Here you’ll get ... as the D&O (Director..

Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... employees, reviewing and implementing the compliance program, updating..

Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..

Compliance Sanctions Director (Advisory) – Corporate ... be serving as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) to Citi’s ... contacts in the Business and Compliance..

... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

... Lending – Real Estate (1) Compliance & Legal (1) Credit Admin/Loan ... Commission Middletown, Pennsylvania Corporate Insurance Officer Bessemer Trust New York , ... with teams across Legal, Risk,..

... disclosure and securities matters, and review press releases, investor presentations and ... and management presentations, including the review of all earnings releases and ... to the firm’s Chief Legal..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

... not have responsibility for Sarbanes-Oxley compliance. The Director reports directly to ... Internal Audit (i.e., Chief Audit Officer) and will lead a multi-level, ... or Boston. Responsibilities Key Responsibilities..