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Research & Regulatory Compliance Associate Duties: Assist consultants in servicing clients, including taking ownership and responsibility for client responsibilities assigned. Compliance testing, compliance administration, Code of Ethics compliance, SEC exams, regulatory ..
... Serves as primary contact in legal department providing legal counsel to support projects and ... Serves as primary contact in legal department for Company’s ESG reporting. ... for Company’s..
... Counsel The candidate will perform legal work relating to Artisan’s business ... and separate account matters. Perform legal work relating to Artisan’s corporate ... and advise business units on..
Securities Associate Duties: Work directly with the firm's Traditional Corporate Practice Group. Provide legal counsel covering the entire business life cycle to all sizes of publicly traded and privately held companies, ..
Recruiting Manager The candidate will handle some lateral attorney, professional staff and other hiring efforts along with assisting in the management of the recruiting team. Will report directly to the Director ..
... WI. This role involves providing legal guidance on securities law compliance, ... public and private securities offerings.Provide legal support for Boards of Directors ... transactions and tax restructuring projects.Conduct..
Staff Counsel Duties: Being a part of a congenial and collaborative legal team. Preparing and reviewing SEC filings, including 10-Ks, 10-Qs, 8-Ks, Section 16 filings, proxy statements, registration statements, etc. and ..
Senior Counsel-Capital Markets The candidate will provide legal support to the institutional broker-dealer businesses of Huntington Capital Markets and Capstone Partners in connection with the implementation of their business strategies. Will ..
Compliance Specialist Duties: Participates in the administration and oversight of compliance programs for all jurisdictions and product lines written by CopperPoint. Works with the CCO, VP Compliance, and Compliance Oversight Committee ..
Docketing Assistant Manager Duties: The candidate will create, schedule, and deliver training for docketing staff, new hires, and other internal personnel. Train new Timekeepers on the docketing system, Anaqua, and departmental ..
... Associate General Counsel & Corporate Secretary to plan, manage, organize, and ... Associate General Counsel & Corporate Secretary to create, modify, and improve ... create, modify, and improve corporate..