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Contract Attorney The candidate responsibilities include: Assist with assembling, analyzing, and documenting facts for engagement matters. Assist in executing engagement workflow and administration. Assist with imaging, media processing, document tracking, and ..
Surveillance Product Specialist The Candidate will be responsible for creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews. Improving surveillance tools and applications by coordinating with Information Technology on the ..
SVP Surveillance Product Specialist Duties: Serves as a Surveillance Product Specialist in the Compliance Surveillance function within Independent Compliance Risk Management (ICRM). Will be responsible to track and intemperate rule changes, ..
Compliance Assurance Director Duties: The candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Assurance team responsible for assessing compliance risks and controls implemented by the ..
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Compliance Assurance Director - NAM ICG The candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented ..
Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets and Advisory Duties: Execute and implement firm-wide AML risk management policy and strategic processes. Maintain AML compliance program ..
Jersey City office of a BCG Attorney Search Top Ranked Law Firm seeks a real estate associate attorney with 2-5 years of experience. The candidate will work on real estate, land ..
Compliance Product Officer - TTS Cash NAM ICRM Duties: Serves as a Treasury and Trade Solutions (TTS) compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ..
Contracts Associate The candidate will review requests and draft Product Supplements, Master Agreements and other contracts utilizing standardized templates; collaborate with sales and product owners to ensure all contract specifications are ..
Counsel Duties: Providing regular reports to the General Counsel, relevant senior management and risk management of all litigation and related matters . Selecting and assigning appropriate outside counsel. Drafting and Issuance ..
Staff Attorney Duties: Coordinate with internal stakeholders to identify and advise on legal risks and contractual issues and in the interpretation of contracts and other and implement best practices. Draft and ..
Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..
Staff Attorney The candidate will support business efforts to build out life insurance products and services, including preparation and negotiation of standard business contracts, negotiation of related contracts with clients and ..
Americas Compliance And Operational Risk Control Chief of Staff The candidate will be responsible for: Providing support to the C&ORC Co-Heads and other senior C&ORC staff in managing the strategic priorities ..
Senior Counsel, Regulatory Attorney The candidate will report directly to the Associate General Counsel and will be responsible for providing regulatory and business legal advice relating to broker-dealers and dual registrants. ..
AWM Compliance Manager The candidate will be responsible for oversight of the Private Bank business. Will provide support to ensure that the firm’s Financial Crime program is successfully implemented. Will: Assess ..
Operational Risk Officer – Control Testing The candidate will be responsible for: Effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of company. Liaising regularly with the Heads of ..
Operational Risk Officer – Control Testing The candidate will be responsible for: effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of UBS. Liaising regularly with the Heads of ..
Compl Product Sr Officer I TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible for: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM. ..
Corporate Counsel (Investments) The candidate will work closely with the investments team on distressed investments and special situations arising from portfolio holdings of equity, taxable fixed income, and municipal securities. Work ..
Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM, Specifically, assist leadership in: Escalations and Issue Reporting: Develop ..
State and Local Tax Director The candidate will manage all aspects of the state and local tax function for Royal Bank of Canada and affiliated companies doing business in the US. ..
Regulation W Compliance Officer The candidate duties will include: To lead the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance, ..