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principal Investigator National Cause Program The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP Provides subject matter expertise throughout the ..
principal Analyst Risk Monitoring Diversified and Clearing Firms The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director Supports the direct manager in ..
Senior principal Investigator Specialist Team The candidate independently conducts advanced high complexity routine and special investigations of member firms investigates potentially suspicious activities of persons associated with member firms and provides ..
Senior Principal Investigator, Specialist Team The candidate independently conducts advanced high complexity routine and special investigations of member firms; investigates potentially suspicious activities of persons associated with member firms; and provides ..
Contact Agency People With Developmental Disabilities, Office for Title Treatment Team Leader - Regional Office Occupational Category Health Care, Human/Social Services Salary Grade 661 Bargaining Unit M/C - Management / Confidential ..
Principal Analyst, Risk Monitoring Duties: The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing ..
Senior Principal Investigator, Specialist Team The candidate conducts advanced high complexity routine and special investigations of member firms. Investigates potentially suspicious activities of persons associated with member firms. Provides guidance to ..
Associate Principal Analyst, Risk Monitoring The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Conduct risk monitoring for member firms that ..
Principal Investigator, National Cause Program The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the ..
Principal Analyst, Risk Monitoring, Diversified and Clearing Firms The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports the direct manager in ..
Senior Manager - Global Trade Advisory The candidate will participate in engagements requiring regulatory analysis for a variety of entities and their affiliates. Will work with US and multinational companies, understand ..
Associate Principal Investigator, VAST Duties: Independently leads investigations of low to medium complexity matters under moderate supervision. Participates in investigations of medium to high and high complexity matters under moderate supervision. ..
International Tax Manager, Global Trade Advisory Duties: The candidate will be participating in engagements requiring regulatory analysis for a variety of entities and their affiliates. Helping companies manage global compliance requirements ..
Principal Intelligence Specialist, Member Supervision Duties: Leads projects to resolve problem statements to address strategic and tactical targets. Leads projects to analyze data and information of all levels of risk and ..
Principal Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Reports to a Risk Monitoring Director and supports both ..
Principal Investigator, Sales Practice The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course ..
Associate Principal Investigator, National Cause Programs The candidate conducts extensive background searches of the organization's member firms and registered representatives in support of open the organization's investigations in the NCP. Provides ..
Principal Analyst - Risk Monitoring - Retail - FinTech and Retail with Carrying and Clearing The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a ..
Principal Analyst, Risk Monitoring The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Will support both that direct manager in identifying ..
Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..
Principal Investigator (FINOP), NCP Duties: The candidate will independently leads investigations of varying risk and complexity. Gathers regulatory intelligence using internal systems and 8210 record requests. Requests and compiles, analyzes, assesses, ..
Principal Analyst, Risk Monitoring, Medium Diversified Firms The candidate will be reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions ..