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Director, Compliance Program Office The candidate will be responsible for developing and maintaining comprehensive rules to controls identification and assessment framework (controls framework) for Member Supervision in coordination with the Office ..
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Tax Manager The candidate will participate in the review of REIT and partnership tax returns, REIT tests, tax planning and research, and other administrative tasks. Should have a CPA or Law ..
Tax Services Senior - Financial Serviecs Organization - Insurance The candidate will juggle multiple tasks in a high performing environment. Financial statement audits as well as prepare and review tax returns. ..
... will provide expert legal and policy advice to Enforcement management and ... projects, and develop legal and policy guidance to support Enforcement's investigations, ... guidance and periodic training on..
Associate Counsel I Duties: Provides stakeholders with practical advice and support on legal matters in a fast-paced environment. Anticipates client needs to be based on an understanding of the business and ..
Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. ..
Senior Corporate Actions Analyst, Transparency Services Duties: Performs investigative research and analysis on corporate action submissions regarding dividends, bankruptcies, liquidations, rights offerings, redemptions, splits, name changes and trading symbol changes for ..
Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..
Associate Counsel I The candidate provides stakeholders with practical advice and support on legal matters in a fast-paced environment. Anticipates client needs based on an understanding of the business and regulatory ..
Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..
Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject ..