Regulatory Compliance Advisor Jobs in Phoenix

Part-time General Counsel The candidate will participate in the definition and development of corporate policies, procedures and programs and provides continuing counsel and guidance on legal matters and on legal implications ..

Private Wealth Advisor DUTIES: Develops, maintains, and expands ... Professionally represents BOKF to ensure compliance with its regulatory, legal and fiduciary requirements. Conducts ... within the guidelines established by regulatory..

Senior Counsel, Regulatory Attorney Responsibilities: Advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to ..

... for an IT Governance Risk Advisor. The ITRG team is responsible ... control environment. Responsibilities The IT Compliance Professional 2 works with all ... information systems procedures are in..

... will serve as a trusted advisor to Consulting leadership on contractual ... the business team ranging from compliance/administrative matters to the construction of ... and procedures, contractual obligations, and..

ADP is hiring a Sales Representative for Retirement Services . Are you ready to control your financial future with unlimited upside earnings potential? Are you looking for continuous learning and the ..

Chief Compliance and Regulatory Officer (CCRO) The candidate will ... candidate will serve as an advisor to IFG Companies' senior management ... senior management team on operational compliance and regulatory..

... in accordance with all legal, compliance, and regulatory requirements and programs. Takes the ... problem resolution. Acts as an advisor to subordinate(s) to meet schedules ... policies and procedures..

Description The Senior Procurement Professional generates and implements efficient sourcing and category management strategies. Manages the company's supply portfolio ensuring transparency of spending. The Senior Procurement Professional work assignments involve moderately ..

Associate General Counsel The candidate serves as the day-to-day attorney/legal advisor to the Operating Companies on items such as contract issues, contracts, subcontracting, finance, corporate governance, and M&A transactional work. Independently ..

... position serves as the primary advisor to the organization's senior management ... growth and long-term success. 5. Regulatory Compliance. Oversees the development, implementation, and ... are effective and efficient,..

... the relevant operational risks and regulatory compliance requirements of the business processes ... and effectively monitor and manage compliance with applicable policies and regulatory requirements, adherence to USAA policy,..

... Engage with peers, managers risk, compliance, managers companywide, and serve as ... and serve as an expert advisor to leadership team Required Qualifications, ... a strong risk mitigating and..

Consultant, Corporate Compliance The candidate will provides multi-level ... will provides multi-level and multi-issue compliance consulting and advisory services to ... financial advisors, and government and regulatory agencies. Will analyzes..

Description The Associate Director or Cloud Platforms leads the planning, design, and engineering of Humana's AWS and GCP environments. The ideal candidate will have a strong technical background in cloud architecture ..

Description The Humana Capitol Category Management team, within procurement, supports the enterprise in procuring Business Process Outsourcing resources. The team works closely with our business partners to create outsourcing solutions. We ..

... will serve as a trusted advisor to Consulting leadership on contractual ... the business team ranging from compliance/administrative matters to the construction of ... and procedures, contractual obligations, and..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..