Regulatory Compliance Assistant Jobs

Renowned financial services company is seeking a well-qualified professional to run the compliance program for its HUD 232 lending business. The duties of the position will encompass all aspects of compliance ..

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... for well-being Responsibilities The Senior..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... summarizing data and trends. Preparing..

... requirements, custody rule requirements, cross-border regulatory challenges, and responding to FINRA ... responding to FINRA and SEC regulatory inquiries. The candidate will also ... and cross-border technology agreements, ensuring..

... candidate will primarily engage in regulatory counseling and drafting related to ... state consumer lending laws, ensuring compliance with various regulatory frameworks. Expertise in consumer finance, ... is essential..

Global HR Compliance Manager The candidate tracks employment-related ... state and local legal and regulatory requirements and manages implementation of ... systems resulting from new HR compliance requirements. Effectively communicates..

Knowledge Management - Compliance Compensation Base up to $70,000 plus benefits and paid OT Benefits: Medical and Dental Coverage Prescription Plan Prescription Mail-in Program Vision Care Flexible Spending Account Program Dependent ..

... on workplace safety and health compliance requirements, particularly related to OSHA ... navigating workplace safety and health compliance requirements, manage litigation matters related ... on workplace safety and health..

Ethics and Compliance Counsel Duties: The candidate will ... carry out all ethics and compliance responsibilities that are delegated. Oversee ... for inquiries regarding ethics and compliance. Where appropriate, own..

Knowledge Management - Compliance Compensation Base up to $70,000 plus benefits and paid OT Benefits: Medical and Dental Coverage Prescription Plan Prescription Mail-in Program Vision Care Flexible Spending Account Program Dependent ..

Client Accounting Junior Compliance Analyst The candidate will be ... Your Client (KYC)/Anti-Money Laundering (AML) compliance regulatory requirements. Identify and address non-compliance issues with management and partners. ... to keep..

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... trends. Conduce quality assurance on..

Assistant Counsel, Regulatory The candidate will provide timely, ... and business-focused legal advice on regulatory requirements (including anti-money laundering, sanctions, ... protection and payments regulations); support regulatory examinations across the..

A law firm in New York City is seeking a Project Finance Associate Attorney with a strong background in debt finance and experience in the energy industry. The ideal candidate will ..

Assistant Counsel, Regulatory The candidate will take ownership ... candidate will take ownership of regulatory projects and tasks in e-money, ... well as the Business, our Compliance team, and other..

... Everytown conducts its business in compliance with all applicable laws, standards, ... and other public messaging for compliance with the above.  Draft and ... oversight and review of legal..

Contract Administrator Lead – Contract Compliance The candidate will develop and oversees the regulatory approval process for the submission of group health insurance products with federal and state insurance regulators. Will ..

Compliance Paralegal The candidate will do ... preparation and submission of general regulatory filings, which include annual, quarterly, ... other reports. Researching financial and regulatory reporting requirements; ability to communicate..

... private equity offerings, interfacing with regulatory authorities, advising public companies on ... with the SEC and other regulatory bodies to ensure compliance.Advise public companies on ongoing reporting ... interpersonal..

Knowledge Management - Compliance Compensation Base up to $70,000 plus benefits and paid OT Benefits: Medical and Dental Coverage Prescription Plan Prescription Mail-in Program Vision Care Flexible Spending Account Program Dependent ..

... with experience in Blue Sky compliance and a strong understanding of ... The ideal candidate will ensure compliance with state securities regulations, interfacing ... state securities regulations, interfacing with..

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney to join their ... candidate will bring experience in compliance and regulatory matters, specifically with registered investment ... in..

... diligent and professional Director of Compliance to join the Legal Department. ... As our first Director of Compliance, you will ensure our business ... continue rolling out the companys..