Regulatory Compliance Legal Secretary Jobs in Massachusetts

Manager, Compliance Duties: Under the general direction ... the Managing Director, Head of Legal & Compliance, will own and drive the ... development and administration of Group’s Compliance Program in..

Tax and Compliance Accountant The candidate will report ... Planning, Investment Partnerships and Corporate Compliance. This position will be responsible ... responsible for enterprise-wide tax and regulatory compliance for Combined..

Global Compliance Lead The candidate reports to ... of contact and resource on compliance matters. Provides leadership, direction, professional ... and execution of, global internal compliance matters relative to the..

Director, Compliance Consulting The candidate will be ... team leader for our broker-dealer compliance business. Interact with senior management ... of broker- dealer clients and regulatory authorities. Maintain, build and..

... in fund formation, structuring, and regulatory advisory, and will contribute to ... holding company vehiclesProvide guidance on regulatory and compliance matters, both domestic and internationalAssist ... domestic and internationalAssist..

Vice President & Legal Counsel - Investment Management Products ... offerings, culture and vision, and regulatory and supervisory landscape in order ... and help to address complex legal issues; will..

... discovery requests and responses and legal correspondence. Handle all aspects of ... good standing. Excellent persuasive writing, legal research, communication and interpersonal skills. ... provided outstanding client service and..

... Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in ... candidate will advise clients on compliance with the Commodity Exchange Act ... and collaborate on cross-disciplinary matters.DutiesConduct..

... discovery requests and responses and legal correspondence Handle all aspects of ... all aspects of discovery Research legal issues Written and oral communication ... provided outstanding client service and..

... discovery requests and responses and legal correspondence Handle all aspects of ... all aspects of discovery Research legal issues Written and oral communication ... provided outstanding client service and..

Legal Counsel The candidate will be ... will be expected to provide legal support in a wide variety ... requirements and helping prepare Firms regulatory filings and annual reports, compliance;..

Legal Counsel Duties: Support the BPD/LCD ... Counsel and work with other Legal team members to provide guidance ... and address a range of, Legal, operational and business issues that..

... on advising public companies on regulatory compliance, disclosure obligations, and corporate governance, ... public companies on:SEC reporting and compliance requirementsCorporate governance and disclosure obligationsNasdaq ... Entities (PIPEs)At-the-market (ATM) offeringsAddress..

... Provide guidance to management on legal and regulatory matters impacting business strategy and ... the Company. Proactively identify policy, legal, and regulatory matters pertaining to the area ... of..

Mutual Funds Legal Specialist Duties: Perform a variety of basic and increasingly complex work for SEC-registered mutual funds under the general guidance of an attorney. Assist attorneys in the preparation of ..

... SEC, IRS and other government regulatory agencies. Perform state securities, corporate ... securities, corporate and other related legal research. Perform public searches, including ... public searches, including federal and..

... shareholder items, and securities law compliance matters. Review, provide comments, and ... Review, provide comments, and ensure compliance with regulatory requirements and best practices for ... other public disclosures...

... Attorney with 3-6 years of legal experience. The ideal candidate will ... ideal candidate will provide comprehensive legal advice and guidance to clients ... with clients, internal teams, and..

... time entries, attending administrative meetings, legal keying all client-relevant and firm ... the firm’s procurement policies. Performs legal tasks that require significant independent ... and systems to provide effective..

... discovery requests and responses and legal correspondence Handle all aspects of ... all aspects of discovery Research legal issues Written and oral communication ... provided outstanding client service and..

... shareholder items, and securities law compliance matters. Will review, provide comments, ... review, provide comments, and ensure compliance with regulatory requirements and best practices for ... other public disclosures...

... completion of monthly and quarterly compliance reports and certifications for client ... including reporting on investment company regulatory requirements, firm policy and procedure ... and soft dollar usage and..

... Associate with 3-5 years of legal experience to join their Boston ... and private offerings, and ensuring compliance with regulatory requirements.DutiesAdvise clients on securities offerings, ... due diligence and..