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Senior compliance Manager Duties Coordinates and leads ... Coordinates and leads a corporate-wide compliance and ethics program that is ... and abuse laws federal grant compliance Uniform Guidance UG covering..
Global Accounting and compliance Manager The candidate will oversee the firm s compliance with local and global accounting policies and procedures including the successful completion of the annual global year-end audits ..
compliance Manager - Capital Markets compliance The candidate will be assessing ... The candidate will be assessing compliance risk through reviews of new ... in monitoring the firm s compliance
Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...
Director of Compliance Operations and Business Conduct The ... the direction of the Chief Compliance Officer, manage the Firm’s internal compliance and business conduct framework. Will ... policies, procedures, and..
... Looking For: The Manager of Compliance is responsible for managing members ... national audience. The Manager of Compliance must be able to identify ... But Are Not Limited To:..
Global Export Compliance Manager The candidate will act ... the EAR, ITAR, and OFAC compliance. Will guide OpCo Trade Compliance global team members in their ... team members in their..
Senior Manager Regulatory Compliance Duties: Conducting due diligence for ... jurisdiction; Develop and implement specific compliance programs and/or internal controls to ... and with Global Ethics and Compliance attorneys and..
Senior Compliance Manager Duties: Coordinates and leads ... Coordinates and leads a corporate-wide compliance and ethics program that is ... and abuse laws, federal grant compliance, Uniform Guidance (UG) covering..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..
... ongoing maintenance of the IT Compliance Program. This includes both internal ... responsible for helping keep the compliance program current with all applicable ... and advising leadership on IT..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
Assistant General Counsel, Compliance Duties: Provide crucial thought-leadership and ... creation and implementation of FINRA’s Compliance Program, to include development of ... evolves, which may including enterprise compliance, risk assessment..
Forensic And Integrity Services - Investigations And Compliance Manager Responsibilities: Working with the client's legal counsel, internal audit and compliance departments investigating complex issues and developing practical solutions that address operational ..
... is for three different Cybersecurity Officer II (CO II) positions: Cybersecurity ... primarily support inquiries about policy compliance, exception granting, responding to external ... requests, and prepare governance and..
... is for three different Cybersecurity Officer I (CO I) positions: Governance, ... I) positions: Governance, Risk, and Compliance (GRC) Tool Analyst, Supply Chain ... Risk Analyst, and Application Security..
Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews,..
Chief School Compliance Officer Duties: Ensures that all applicable ... and implements a formal school compliance program covering over 50 managed ... responsibility for school, operational and regulatory compliance functions...
Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..
Global Accounting and Compliance Manager The candidate will oversee the firm’s compliance with local and global accounting policies and procedures, including the successful completion of the annual global year-end audits of ..
Compliance Manager - Capital Markets Compliance The candidate will be assessing ... The candidate will be assessing compliance risk through reviews of new ... Participating in monitoring the firm’s compliance..
... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..
Senior Manager, Compliance Duties: Identify and advise Business ... Identify and advise Business Segments, Compliance department, and Company executives on ... and Company executives on energy regulatory compliance requirements, focusing..
Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..