Regulatory Compliance Officer Jobs in Brooklyn

... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in New ... New York Resell Contracts & Compliance Manager Are you a contracts ... Are you a contracts &..

Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the ... and continue the development of compliance risk assessments, with an emphasis ... the scope and rigor of compliance..

Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..

... difference. Position Summary: The Operations Compliance manager will be a member ... a key role by managing compliance related activities such as Change ... team members to effectively close..

Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..

Senior Manager - Regulatory Compliance (Asset Management) The candidate will ... of 1940 and define the regulatory compliance risks. Will review the client’s ... the client’s Code of Ethics, Compliance..

Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..

Manager - Regulatory Compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act, Securities ... Advisers Act and other applicable regulatory directives. Advise..

Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... concerns or questions. Learn the regulatory framework..

Regulatory Compliance Director & Privacy Officer Duties: Plans, organizes and provides ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance..

:,ActualValueFromSolar:null},{QuestionName:External Title,AnswerValue:Risk u0026 Compliance Manager - Remote,VerityZone:formtext4,QuestionType:text,ActualValueFromSolar:null},{QuestionName:Employment Type,AnswerValue:Full-time ,VerityZone:formtext16,QuestionType:radio,ActualValueFromSolar:null},{QuestionName:About ... u003ca href=https://www.anywhere.re/ target=_blank\u003ehereu003c/au003e. ,VerityZone:formtext58,QuestionType:single-select,ActualValueFromSolar:null}],GQId:3406,isGQResponsive:true,isActive:true,isSocialReferralJobRestricted:false,localeId:1033,AutoOptionalReqId:14701BR,Title:Risk u0026 Compliance Manager - Remote,JobSiteId:7080,Link:https://sjobs.brassring.com/TGnewUI/Search/home/HomeWithPreLoad?partnerid=26611u0026siteid=7080u0026PageType=JobDetailsu0026jobid=1147018,isEverGreen:false},JobDetailFieldsToDisplay:{Position1:autoreq,JobTitle:formtext4,Position3:[formtext23,formtext19,formtext25],Summary:jobdescription,Section2Fields:[formtext16,formtext1,formtext58,formtext36,formtext57,formtext34]},BrandingConfiguration:{brandingSettings: {Responsive_AdvancedCSS: /* ... in Information Security, controls and compliance, familiarity with..

Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... with the CCO and other Compliance Officers, identify risk factors for ... development of..

Senior Compliance Officer - Regulatory The candidate will participate in ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and..

Health Plan Compliance Officer Responsibilities: Serve as key point ... key point of contact for regulatory agencies interfacing with the health ... with the health plan regarding Compliance issues, Regulatory..

... The Supplier Quality Management (SQM) Compliance Manager will manage and coordinate ... Management. In addition, the SQM Compliance Manager will perform routine monitoring ... time and per procedure. The..

Senior Manager - Regulatory Compliance (Asset Management) The candidate will ... of 1940 and define the regulatory compliance risks. Will review the client’s ... the client’s Code of Ethics, Compliance..

Senior Manager - Regulatory Compliance (Asset Management) The candidate will ... of 1940 and define the regulatory compliance risks. Will review the client’s ... the client’s Code of Ethics, Compliance..

Associate Compliance Officer The candidate will direct and ... direct and advise Management of compliance with applicable non-bank mortgage laws ... the monitoring federal and state regulatory agencies for new..

Compliance Officer HFS for Asset Management The ... and control to the business' compliance risk-taking and risk assessments; assisting ... maintenance, and improvement of the compliance policies, procedures, and processes..

Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..

Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... employees, reviewing and implementing the compliance program, updating..

Health Plan Compliance Officer Responsibilities: Serve as key point ... key point of contact for regulatory agencies interfacing with the health ... with the health plan regarding Compliance issues, Regulatory..

The CMO Compliance Manager will have primary responsibility ... of critical programs in the compliance office of the department of ... implementing all federal and state regulatory and government program..