Regulatory Compliance Officer Jobs in Connecticut | EmploymentCrossing.com


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76

Regulatory Compliance Officer Jobs in Connecticut





Job info
SPONSORED JOB
Location
Farmington, CT
Posted Date
Sep 25,20
Source
Employer   

Chief compliance officer Investment Management The candidate ... management as well as ensuring compliance with the evolving regulations Firm ... procedures and SEC filings Provide compliance support to fixed..

SPONSORED JOB
Location
Norwalk, CT
Posted Date
Oct 19,20
Source
Employer   

Chief compliance officer The candidate will develop and ... conduct Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies Ensuring compliance efforts are documented..

SPONSORED JOB
Company
Location
Hartford, CT
Posted Date
Nov 30,22
Source
Employer   

Chief compliance and regulatory officer CCRO The candidate will serve ... senior management team on operational compliance and regulatory matters providing advice guidance and ... Department stay closely abreast of..

 
Company
**********
Location
New Haven, CT
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Compliance Manager The candidate will manage foundational and strategic compliance responsibilities with consistent excellence that support the team and management. Will manage/oversee projects, initiatives, regulatory audits or exams, internal audits, accreditations, ..

 
Company
**********
Location
New London, CT
Posted Date
Mar 31, 2021
Info Source
Employer  - Full-Time  90  

... System Manager of Accreditation and Regulatory Affairs Department, Office of the ... Office of the Chief Quality Officer. The position has responsibility and ... coordinate, plan and organize overall..

 
Company
**********
Location
Hartford, CT
Posted Date
Feb 26, 2022
Info Source
Employer  - Full-Time  90  

... building from current risk and compliance models to get ready for ... know youll stay ahead of compliance issues. The work: Assess risk ... years working in risk and..

 
Company
Location
Bridgeport, CT
Posted Date
Apr 22, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at..

 
Company
Location
Bridgeport, CT
Posted Date
Sep 01, 2022
Info Source
Employer  - Full-Time  90  

Description The Manager, Compliance Nursing reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Manager, Compliance ..

 
Company
**********
Location
New Haven, CT
Posted Date
Sep 14, 2017
Info Source
Employer  - Full-Time  90 

Assistant Director, Compliance and Quality Duties: Reporting to ... Protection Program, the Assistant Director, Regulatory, Compliance, and Quality is responsible for ... (HRPP), including the facilitation of compliance and quality..

 
Company
**********
Location
Danbury, CT
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will prepare written ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto;..

 
Company
**********
Location
Hartford, CT
Posted Date
Feb 28, 2022
Info Source
Recruiter  - Full-Time  90 

Salary: Compliance Officer opportunity, reporting to the CCO, ... can include other investment management regulatory compliance duties, i.e., review and provide ... review and provide updates on regulatory and SEC..

 
Company
**********
Location
Hartford, CT
Posted Date
Feb 20, 2022
Info Source
Employer  - Full-Time  90  

... seconds) Job Overview Job Title: Compliance Manager Company: Travelers Insurance Category: ... Hartford, Connecticut Tweets by @TRV_Careers Compliance Manager Hartford, Connecticut Company Summary ... Job Description Summary The Manager,..

 
Company
**********
Location
Hartford, CT
Posted Date
Nov 30, 2022
Info Source
Employer  - Full-Time  90  

Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, guidance and ... Department, stay closely abreast of..

 
Company
**********
Location
Norwalk, CT
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

 
Company
**********
Location
Farmington, CT
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer - Investment Management The candidate ... management as well as ensuring compliance with the evolving regulations. Firm ... procedures and SEC filings. Provide compliance support to fixed..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at..

 
Company
**********
Location
Cromwell, CT
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Director of Compliance Responsibilities: Provide reasonable assurance to ... company is complying with all regulatory requirements. Report directly to the ... knowledge on existing and emerging regulatory compliance requirements across..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Mar 06, 2021
Info Source
Employer  - Full-Time  90  

Description The Financial Planning & Analysis Lead analyzes and forecasts financial, economic, and other data to provide accurate and timely information for strategic and operational decisions. The Financial Planning & Analysis ..

 
Company
**********
Location
Bloomfield, CT
Posted Date
Aug 18, 2022
Info Source
Employer  - Full-Time  90  

... are looking for a Program Compliance Director to provide staff training ... request of the Chief Operating Officer. Conduct innovative conference presentations on ... request of the Chief Operating..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Description The Manager, Compliance - Medicaid State Reporting ensures ... - Medicaid State Reporting ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager, Compliance - Medicaid..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at..

 
Company
**********
Location
Avon, CT
Posted Date
Dec 01, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the development..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..

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