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Chief compliance officer Investment Management The candidate ... management as well as ensuring compliance with the evolving regulations Firm ... procedures and SEC filings Provide compliance support to fixed..
Chief compliance officer The candidate will develop and ... conduct Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies Ensuring compliance efforts are documented..
Chief compliance and regulatory officer CCRO The candidate will serve ... senior management team on operational compliance and regulatory matters providing advice guidance and ... Department stay closely abreast of..
Compliance Manager The candidate will manage foundational and strategic compliance responsibilities with consistent excellence that support the team and management. Will manage/oversee projects, initiatives, regulatory audits or exams, internal audits, accreditations, ..
... System Manager of Accreditation and Regulatory Affairs Department, Office of the ... Office of the Chief Quality Officer. The position has responsibility and ... coordinate, plan and organize overall..
... building from current risk and compliance models to get ready for ... know youll stay ahead of compliance issues. The work: Assess risk ... years working in risk and..
Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..
... for a motivated and talented compliance officer who is familiar with securities ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at..
Description The Manager, Compliance Nursing reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Manager, Compliance ..
Assistant Director, Compliance and Quality Duties: Reporting to ... Protection Program, the Assistant Director, Regulatory, Compliance, and Quality is responsible for ... (HRPP), including the facilitation of compliance and quality..
Senior Compliance Officer The candidate will prepare written ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto;..
Salary: Compliance Officer opportunity, reporting to the CCO, ... can include other investment management regulatory compliance duties, i.e., review and provide ... review and provide updates on regulatory and SEC..
... seconds) Job Overview Job Title: Compliance Manager Company: Travelers Insurance Category: ... Hartford, Connecticut Tweets by @TRV_Careers Compliance Manager Hartford, Connecticut Company Summary ... Job Description Summary The Manager,..
Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, guidance and ... Department, stay closely abreast of..
Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..
Chief Compliance Officer - Investment Management The candidate ... management as well as ensuring compliance with the evolving regulations. Firm ... procedures and SEC filings. Provide compliance support to fixed..
Director of Compliance Responsibilities: Provide reasonable assurance to ... company is complying with all regulatory requirements. Report directly to the ... knowledge on existing and emerging regulatory compliance requirements across..
Description The Financial Planning & Analysis Lead analyzes and forecasts financial, economic, and other data to provide accurate and timely information for strategic and operational decisions. The Financial Planning & Analysis ..
... are looking for a Program Compliance Director to provide staff training ... request of the Chief Operating Officer. Conduct innovative conference presentations on ... request of the Chief Operating..
Job Description The Deputy of Compliance Technology position requires knowledge and ... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory..
Description The Manager, Compliance - Medicaid State Reporting ensures ... - Medicaid State Reporting ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager, Compliance - Medicaid..
... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..
Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the development..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..