Regulatory Exam Inquiry Compliance Officer Jobs in Chicago

... USA seeks an International Trade Compliance Officer (Remote / Location Flexible in ... Sandvik is seeking a Trade Compliance Officer. Sandvik values enthusiastic, committed people ... The Role US..

Compliance Testing Officer Compliance Testing Officer Duties: Reporting to the Head ... Reporting to the Head of Regulatory Compliance, the Compliance Officer: Licensing & Examinations will be ... be responsible..

Compliance Testing Officer Duties: Perform targeted regulatory testing to ensure compliance with applicable regulations. Review controls ... owners for effectiveness. Participate in Regulatory team initiatives to enhance second ... initiatives..

Compliance Testing Officer Compliance Testing Officer Duties: Reporting to the Head ... Reporting to the Head of Regulatory Compliance, the Compliance Officer: Licensing & Examinations will be ... be responsible..

Compliance Officer: Regulatory Examinations & Licensing Duties: Entirely ... Licensing Duties: Entirely manage State regulatory examinations, including receiving notifications of ... due to States. Participate in Regulatory Assurance second line..

Compliance Officer: Regulatory Examinations & Licensing Duties: Entirely ... Licensing Duties: Entirely manage State regulatory examinations, including receiving notifications of ... due to States. Participate in Regulatory Assurance second line..

Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, guidance and ... Department, stay closely abreast of..

Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..

Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..

Regional Compliance Officer The candidate will lead and ... will lead and manage the Compliance program for North America; review ... North America; review and evaluate Compliance issues/concerns within the..

... for a motivated and talented compliance officer who is familiar with securities ... at a Futures Commision Merchant, regulatory agency, exchange or law firm. ... foreign exchange activity. Responsibilities:..

Regional Compliance Officer The candidate will lead and ... will lead and manage the Compliance program for North America; review ... North America; review and evaluate Compliance issues/concerns within the..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..