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Vice President and compliance officer The candidate will facilitate and ... enforce all facets of the compliance program to protect the client ... the client from legal and regulatory risk..
VP compliance officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing maintaining oversight..
compliance officer Securities Industry The candidate ... support CCO Support to Chief compliance Officers CCOs for multiple series ... Trusts Will assist in the compliance oversight of service providers..
Communicate regulatory changes and trends with the ... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work..
VP Compliance Officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing, maintaining oversight..
Vice President and Compliance Officer The candidate will facilitate and ... enforce all facets of the compliance program to protect the client ... the client from legal and regulatory risk...
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
Chief Compliance and Risk Officer The candidate will integrate governance, ... risk management, public safety, and compliance activities. Will serve as Corporate ... shared governance. Responsible for firm compliance with..
... applications for a Director of Compliance (NCAA Compliance Officer). This is a full-time position, ... to the Associate AD of Compliance and will serve as day-to-day ... and will..