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Corporate Counsel The candidate will advise business teams on compliant promotional copy for sweepstakes advertising across PCH's wide range of content channels (online, direct mail, television, social media, SMS). Will counsel ..
Senior Manager - Financial Services Industries - Mutual Fund Tax The candidate will draw on experience in accounting and taxation to provide tax compliance and consulting services to Investment Management clients. ..
Associate Principal Investigator, National Cause Programs The candidate conducts extensive background searches of the organization's member firms and registered representatives in support of open the organization's investigations in the NCP. Provides ..
Principal Investigator (FINOP), NCP Duties: The candidate will independently leads investigations of varying risk and complexity. Gathers regulatory intelligence using internal systems and 8210 record requests. Requests and compiles, analyzes, assesses, ..
Principal Investigator, National Cause Program The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the ..
Principal Investigator, Sales Practice The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course ..