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Compliance Consultant 5 - Fiduciary and Investment Management Compliance The candidate will be responsible for conducting regulatory compliance risk management oversight for high and moderate risk compliance programs covering national banks, ..
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Third-Party Risk Management, Vice President Duties: Ensure enterprise-level third party risk management policy and third party risk appetite metrics are established to support regulatory expectations; Monitor changes in regulations & regulatory ..
Tax Associate - Fall 2021 Candidate’s responsibilities will consist of tax consulting and tax return preparation duties, including tax research, tax planning, and the preparation of supporting work papers for various ..
Senior Advanced Insurance Consultant Responsibilities: Consult with advisors on cases where greater experience is required. Interactions with advisors include advanced sales strategies, mining books of business, occasional point-of-sale assistance. Follow-up on ..
TRA (Tax Reporting & Advisory) Manager The candidate will run client engagements from start to finish, which includes planning, executing, directing, and completing tax projects and managing to budget. Will supervise, ..
Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team responsible ..
... Information Deloitte Tax Sr. Manager (Attorney), Tax Controversy - National Federal ... Carolina Are you an experienced attorney with an interest in resolving ... you’ll do As a Tax..
VP, Associate Counsel Duties: Legal analysis of the application of federal and state laws and regulations as applied to the company’s technology initiatives. Drafting and negotiating provisions for a wide variety ..
Product Counsel, Legal The candidate will proactively assess legal risk and provide smart, practical guidance to stakeholders throughout the financial product development lifecycle. Will report to a Senior Counsel and work ..
AML Manager – Financial Crimes Risk Management The candidate must have the ability to work with internal and external auditors and regulatory examiners by providing full cooperation and timely delivery of ..
... law firm seeks a Debt Finance Mid-Level Associate in Charlotte, North ... candidate will support the Debt Finance practice, engaging in complex public ... transactions.DutiesAssist in structuring and negotiating..
SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team ..
... OverviewA law firm seeks a Senior Associate with 5-7 years of ... of experience to join its Finance & Financial Services practice in ... have significant experience in leveraged..
... OverviewA law firm seeks a senior associate with expertise in structured ... associate with expertise in structured finance and securitization for its Charlotte, ... and related areas.DutiesAdvise on structured..
Associate/Senior Associate, FS Regulatory & Compliance Banking The candidate will assist financial services clients with addressing enterprise-wide compliance, including compliance risk management programs as well as targeted regulations and requirements, such ..
SVP, Deputy CCO Responsibilities: Lead the team responsible for regulatory exams and inquiries and other regulatory affairs; as well as responsible for performing regulatory event (both internal and external) tracking and ..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Job OverviewA law firm seeks a senior associate or counsel with expertise in fund finance and subscription line matters to join their team in Charlotte. The role involves working with financial ..