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Senior Associate Dean for Business Services ... reporting relationship to the University’s Senior Vice President for Finance and Treasurer. The Senior Associate Dean for Business Services ... Services and Chief..
SVP Surveillance Product Specialist Duties: Serves as a Surveillance Product Specialist in the Compliance Surveillance function within Independent Compliance Risk Management (ICRM). Will be responsible to track and intemperate rule changes, ..
Compl Product Sr Officer I TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible for: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM. ..
Americas Compliance And Operational Risk Control Chief of Staff The candidate will be responsible for: Providing support to the C&ORC Co-Heads and other senior C&ORC staff in managing the strategic priorities ..
Job OverviewA law firm seeks a midlevel associate with expertise in commercial real estate finance in Madison, NJ. The candidate will engage in lender representation and manage real estate lending transactions, ..
Senior Counsel, Regulatory Attorney The candidate will report directly to the Associate General Counsel and will be responsible for providing regulatory and business legal advice relating to broker-dealers and dual registrants. ..
State & Local Tax Senior Associate Responsibilities: Manage, direct, and monitor multiple client services teams on client engagements; plan, execute, direct, and complete tax projects in a wide variety of industries; ..
... Compliance Officer (ACCO) and the senior management team within C&ORC (Compliance ... Administrative Officer (CAO), and other senior Compliance staff in organizing and ... committees, the Board of Directors,..
Senior Counsel Duties: Provides oversight, legal advice and support to management in Corporate Group Functions and Business Units. Functions as legal expert in one or more defined subject matter areas and/or ..
AWM Compliance Manager The candidate will be responsible for oversight of the Private Bank business. Will provide support to ensure that the firm’s Financial Crime program is successfully implemented. Will: Assess ..
Senior Analyst, Loan Closing Specialist Duties: Process approved loan applications in accordance with ReadyCap Lending, LLC (RCL) policies, SBA SOPs, state and local lending laws. Perform due diligence on loan file ..
Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets and Advisory Duties: Execute and implement firm-wide AML risk management policy and strategic processes. Maintain AML compliance program ..
Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM, Specifically, assist leadership in: Escalations and Issue Reporting: Develop ..
Senior Paralegal Duties: May supervise administrative and paralegal staff, assigning responsibilities, prioritizing and monitoring work and evaluating results. Provides leadership, coaching, counseling and guidance to staff; assigns tasks and responsibilities. Trains ..
Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full range ..
Operational Risk Officer – Control Testing The candidate will be responsible for: effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of UBS. Liaising regularly with the Heads of ..
Tax Manager - Cannabis Solutions Group Duties: Interact closely with clients and firm team members to provide innovative and proactive individual and business tax planning, consulting, and compliance services in a ..
Senior Counsel Requirements: May manage paralegal and administrative staff, assigning responsibilities and evaluating results. Provides leadership, coaching, counseling and guidance to staff. Supervises external counsel providing advice or other legal services ..
Corporate Counsel (Investments) The candidate will work closely with the investments team on distressed investments and special situations arising from portfolio holdings of equity, taxable fixed income, and municipal securities. Work ..
Counsel Duties: Providing regular reports to the General Counsel, relevant senior management and risk management of all litigation and related matters . Selecting and assigning appropriate outside counsel. Drafting and Issuance ..
Workforce Operational Excellence Senior Consultant The candidate will be working closely with a large team to deliver results for client. Will lead and manage teams or workstreams to contribute to the ..
Director - Workout Officer, Commercial Credit Risk & Analytics - Special Assets Group (Commercial Real Estate) The candidate will perform the duties of a lending officer and be responsible for the ..