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1,403

Senior Compliance Officer Jobs





Job info
 
Company
**********
Location
New York City, NY
Posted Date
Sep 20, 2020
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

 
Company
**********
Location
Washington, DC
Posted Date
Sep 20, 2020
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

 
Company
**********
Location
Houston, TX
Posted Date
Sep 20, 2020
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

 
Company
**********
Location
Atlanta, GA
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer- Enterprise Privacy And Technology Office ... pertaining to privacy and technology compliance. Analyze existing and develop new ... Lead or assist in leading compliance initiatives necessary in..

 
Location
Columbus, OH
Posted Date
May 21, 2025
Info Source
Recruiter  -  

Job Title: Chief Compliance Officer Or Senior CounselJob Overview: A distinguished law ... OH is seeking an accomplished compliance and legal professional with deep ... regulation to serve in a senior..

 
Location
New York City, NY
Posted Date
Jul 10, 2025
Info Source
Employer  - Full-Time   

Job Title:  Senior Manager, Corporate Secretary's Office   ... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In this ... assist the Capital Markets/Securities and Compliance groups.  ..

 
Company
**********
Location
Richmond, VA
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..

 
Company
**********
Location
Atlanta, GA
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..

 
Company
**********
Location
Richmond, VA
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 19, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..

 
Company
**********
Location
Tampa, FL
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer - Human Resources (SVP) The ... Resources (HR) function for Independent Compliance Risk Management (ICRM) responsible for ... with the firm's program framework. Compliance monitoring, providing day-to-day..

 
Company
**********
Location
Atlanta, GA
Posted Date
Nov 19, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..

 
Location
Stamford, CT
Posted Date
Jul 01, 2025
Info Source
Recruiter  -  

Job OverviewA leading law firm is actively seeking a Career Associate to join its Insurance and Reinsurance Litigation Practice Group. This position is suited for a litigation attorney with strong experience ..

 
Company
**********
Location
Chicago, IL
Posted Date
Jul 11, 2025
Info Source
Employer  - Full-Time   

The City of Chicago Law Department is seeking an attorney for the position of Chief Assistant Corporation Counsel ("Chief ACC") in its Employment Litigation Division. The Employment Litigation Division defends the ..

 
Company
**********
Location
Omaha, NE
Posted Date
Jul 23, 2025
Info Source
Employer  - Full-Time   

The Douglas County Attorney’s Office in Omaha, Nebraska is currently accepting applications to fill a deputy county attorney position in the Civil Division. This is a county government in-house counsel and ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..

 
Location
Cincinnati, OH
Posted Date
May 21, 2025
Info Source
Recruiter  -  

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA distinguished law firm ... team, either in a leadership compliance role or as a senior legal advisor. This individual will ... individual..

 
Location
Los Angeles, CA
Posted Date
Aug 01, 2025
Info Source
Employer  - Full-Time   

General Counsel Senior Administrative Position Location: Los Angeles Community ... Serves as the chief legal officer and advisor to the Board ... Trustees, Chancellor, Personnel Commission, and senior management; provides executive..

 
Company
**********
Location
Atlanta, GA
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

 
Company
**********
Location
Danbury, CT
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will prepare written ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto;..

 
Company
Location
New York City, NY
Posted Date
Nov 18, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..

 
Location
Cleveland, OH
Posted Date
Jul 16, 2025
Info Source
Recruiter  -  

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA prominent law firm ... Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor to support its ... the evolving landscape..

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