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Director senior Swap Dealer compliance officer Duties Provide coverage as and ... as and when required of senior management meetings for example Swap ... regulatory reporting as needed Regulatory..
senior compliance officer Regulatory The candidate will ... the execution of Popular s compliance Program ensuring alignment with Corporate ... Program ensuring alignment with Corporate compliance and strategic direction..
compliance Risk Management senior officer SVP The candidate serves as ... The candidate serves as a senior officer for the enterprise-wide policy framework ... and global reports related to compliance
Job Title: Senior Manager, Corporate Secretary's Office ... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary. In this ... assist the Capital Markets/Securities and Compliance groups. ..
Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and ... as and when required of senior management meetings (for example; Swap ... regulatory reporting (as needed). Regulatory..
Senior Contract Officer The candidate will provide comprehensive ... are returned to the contract officer. Contract officer adds pricing component and evaluation ... by entities throughout SUNY-DMC for compliance with..
Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..
Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..
New York City office of a BCG Attorney Search Top Ranked Law Firm seeks senior corporate transactional attorney with 8-10 years of experience, preferably with M&A experience on the buyer and ..
Import and Export Controls Compliance Officer Duties: Reporting to the Vice ... Vice President and Chief Global Compliance Officer, the Import/Export Controls Compliance Officer serves as the principal administrative .....
Senior Contracts Officer Duties: To facilitate the translation ... Associate Director of Contracts and Compliance, as well as work closely ... as work closely with the Senior Director of Contracts..
... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..
Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..
Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
Compl Product Sr Officer I TTS and CCB O&T ... TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs,..
SVP Compliance Product Senior Officer 1 - NAM Global Functions ... will be serving as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for .....
Compliance Officer The candidate will work under ... direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As the Compliance..
... Job Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance LLC ... Finance LLC is..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..
... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..
... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..