Senior Compliance Officer Jobs in New York

Compliance Officer The candidate will work under ... direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As the Compliance..

Import and Export Controls Compliance Officer Duties: Reporting to the Vice ... Vice President and Chief Global Compliance Officer, the Import/Export Controls Compliance Officer serves as the principal administrative .....

Title IX and College Compliance Officer Duties: Support College-wide efforts to ... Support College-wide efforts to ensure compliance with statutory & regulatory requirements ... policy & procedures to ensure compliance..

Fixed Income Compliance Officer The candidate will provide Compliance support for the Rates of Sales & Trading, fixed income components of Bank Resource Management, as well as related support functions. Communicate ..

Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..

Compliance Risk Management Senior Officer, SVP The candidate serves as ... The candidate serves as a senior officer for the enterprise-wide policy framework ... and global reports related to compliance..

Compliance Officer HFS for Asset Management The ... and control to the business' compliance risk-taking and risk assessments; assisting ... maintenance, and improvement of the compliance policies, procedures, and processes..

Senior Service Officer or Lead Service Officer (Commercial Real Estate Closer) Duties ... Closer) Duties for Lead Service Officer: The candidate will be responsible ... required by credit policy, including..

Senior Service Officer or Lead Service Officer (Commercial Real Estate Closer) Duties ... Closer) Duties for Lead Service Officer: The candidate will be responsible ... required by credit policy, including..

Senior Contracts Officer Duties: To facilitate the translation ... Associate Director of Contracts and Compliance, as well as work closely ... as work closely with the Senior Director of Contracts..

Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..

Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..

Job Title:  Senior Manager, Corporate Secretary's Office   ... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In this ... assist the Capital Markets/Securities and Compliance groups.  ..

Senior Service Officer or Lead Service Officer (Commercial Real Estate Closer) Duties ... Closer) Duties for Lead Service Officer: The candidate will be responsible ... required by credit policy, including..

SVP Compliance Product Senior Officer 1 - NAM Global Functions ... will be serving as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for .....

Lead Service Officer or Senior Service Officer (Commercial Loan Closing) The candidate ... counsel, title agent, consultants, Servicing Officer and all other necessary parties ... closing process. Works with Servicing..

Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... employees, reviewing and implementing the compliance program, updating..

Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

Senior Service Officer or Lead Service Officer (Commercial Real Estate Closer) Duties ... Closer) Duties for Lead Service Officer: The candidate will be responsible ... required by credit policy, including..

REMOTE ASSOCIATE COMPLIANCE OFFICER MORTGAGE BANKING Fusco Personnel is ... actively recruiting for an Associate Compliance Officer to join a growing mortgage ... strong plus. 3 years of compliance, risk..

Lead Service Officer or Senior Service Officer (Commercial Loan Closing) The candidate ... counsel, title agent, consultants, Servicing Officer and all other necessary parties ... closing process. Works with Servicing..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..