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70

Senior Compliance Officer Jobs





Job info
 
Company
**********
Location
New York City, NY
Posted Date
Sep 17, 2014
Info Source
Employer  - Full-Time  90  

Compliance Officer The candidate will work under ... direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As the Compliance..

 
Company
**********
Location
New York City, NY
Posted Date
Oct 03, 2014
Info Source
Employer  - Full-Time  90  

Import and Export Controls Compliance Officer Duties: Reporting to the Vice ... Vice President and Chief Global Compliance Officer, the Import/Export Controls Compliance Officer serves as the principal administrative .....

 
Company
**********
Location
New York City, NY
Posted Date
May 05, 2015
Info Source
Employer  - Full-Time  90  

Senior Contracts Officer Duties: To facilitate the translation ... Associate Director of Contracts and Compliance, as well as work closely ... as work closely with the Senior Director of Contracts..

 
Company
**********
Location
New York City, NY
Posted Date
Jul 18, 2015
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer Responsibilities: Provides legal counsel to ... range of issues. The Chief Compliance Officer has ultimate compliance accountabilities, and reports to the ... accountabilities, and reports to the..

 
Company
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Compliance Product Senior Officer I - Global CCB Commercial ... ICRM Duties: Serves as a senior Commercial Bank Global Lending and ... Bank Global Lending and US compliance risk officer..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 23, 2020
Info Source
Employer  - Full-Time  90  

Health Plan Compliance Officer The candidate will serve as ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

 
Company
**********
Location
New York City, NY
Posted Date
Jul 08, 2017
Info Source
Employer  - Full-Time  90  

... Counsel, Risk Management and Regulatory Compliance Duties: Under the direction of ... Counsel, Executive Deputy Counsels, and Senior DOE officials that have the ... E-rate pre-application and application process,..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 26, 2020
Info Source
Employer  - Full-Time  90  

Corporate Compliance Officer Duties: Develop an understanding of ... required components of a Corporate Compliance Program and their integration. Work ... newly designed controls and corporate compliance policies around conflicts..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 20, 2020
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

 
Company
**********
Location
New York City, NY
Posted Date
Oct 10, 2018
Info Source
Employer  - Full-Time  90  

Chief Operating Officer, Chief Academic Officer Tracking Code 13375 Job Description ... Office of the Chief Academic Officer manages the three Divisions under ... Language Learners. The Chief Academic Officer..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

 
Company
**********
Location
New York City, NY
Posted Date
Apr 11, 2018
Info Source
Employer  - Full-Time  90  

Import and Export Controls Compliance Officer The candidate will report to ... report to the University's Chief Compliance Officer. Will serve as the principal ... and Trade Sanction regulations (Export..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 17, 2020
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..

 
Company
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Compliance Product Senior Director Duties: Serves as key ... key U.S. Retail Bank product compliance risk manager and thought leader ... and thought leader for Independent Compliance Risk Management (ICRM)..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Officer-Contract Negotiations The candidate will primarily be responsible for the review and negotiation of research collaboration and funding agreements, as assigned. Will also be responsible for review of other contracts and ..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 23, 2020
Info Source
Employer  - Full-Time  90  

Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... the BNS Swap Dealer Chief Compliance Officer in the implementation of and ... as..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 11, 2017
Info Source
Employer  - Full-Time  90  

Import and Export Controls Compliance Officer Duties: Reporting to the University’s ... Reporting to the University’s Chief Compliance Officer, serves as the principal administrative ... and Trade Sanction regulations (Export..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 24, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... support to our business partners, senior management, Board of..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Officer-Contract Negotiations The candidate will primarily be responsible for the review and negotiation of research collaboration and funding agreements, as assigned. Will also be responsible for review of other contracts and ..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 03, 2020
Info Source
Employer  - Full-Time  90  

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

 
Location
New York City, NY
Posted Date
Feb 17, 2026
Info Source
Employer  - Full-Time   

Job Title:  Senior Manager, Corporate Secretary's Office   ... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In this ... assist the Capital Markets/Securities and Compliance groups.  ..

 
Company
**********
Location
New York City, NY
Posted Date
Jan 30, 2016
Info Source
Recruiter  - Full-Time  90  

Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..

 
Company
**********
Location
New York City, NY
Posted Date
Oct 11, 2018
Info Source
Employer  - Full-Time  90  

... Attorney – Central Records Access Officer Tracking Code 13200 Job Description ... Department of Education’s Chief Privacy Officer (CPO), the Managing Attorney – ... Attorney – Central Records Access..

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