Senior Compliance Testing Officer Jobs

Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... federal and state regulators. Perform testing and monitoring of..

Compliance Testing Officer Duties: Perform targeted regulatory testing to ensure compliance with applicable regulations. Review controls ... initiatives to enhance second line compliance oversight. Ensure compliance function calibrations are aligned..

Senior Compliance Officer Duties: Support the development and ... implementation of the investment adviser compliance program, working closely with members ... closely with members of the Compliance Department globally to..

Compliance Assurance Officer, VP – GCB NAM Responsibilities: ... NAM Responsibilities: Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible..

Compliance Product Officer The candidate will be designing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... a subject matter expert on Compliance programs. Provides expert..

... role is to aid the compliance team in meeting LendingTree’s regulatory ... Partner with business to understand compliance risks and improve processes Develop ... Develop and execute monitoring and..

Senior Compliance Officer - Human Resources (SVP) The ... Resources (HR) function for Independent Compliance Risk Management (ICRM) responsible for ... with the firm's program framework. Compliance monitoring, providing day-to-day..

... Job Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance LLC ... Finance LLC is..

Compl Testing Sr Officer II-Global Compliance Testing Prudential Testing- Director The candidate will be ... will be responsible for assessing compliance risks and controls implemented by ... implementation, and execution..

Compliance Assurance Officer, VP – GCB NAM Responsibilities: ... NAM Responsibilities: Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible..

Controls Testing & Assurance (CT&A) – Compliance Testing Officer - Assistant Vice President The ... President The candidate will conduct compliance reviews under the direction of ... the Americas Head..

Compliance Product Officer The candidate will be designing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... a subject matter expert on Compliance programs. Provides expert..

Securities Compliance Attorney/Officer The candidate will interpret new ... and publications. Serve as a compliance subject matter expert and provide ... guidance to all business units, senior management, and the..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

VP, Compliance Sanctions Officer The candidate oversees and advises ... assessments, self-assessment, internal audit, or Compliance Testing reviews in conjunction with Internal ... and escalations in conjunction with senior management..

Compliance Product Officer The candidate will be designing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... a subject matter expert on Compliance programs. Provides expert..

... Job Information Deloitte Corporate Finance Senior Compliance Analyst in Charlotte North Carolina ... Charlotte North Carolina Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance LLC ... Finance LLC is..

Compliance Product Officer The candidate will be designing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... a subject matter expert on Compliance programs. Provides expert..

... Job Information Deloitte Corporate Finance Senior Compliance Analyst in Chicago Illinois Corporate ... in Chicago Illinois Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance LLC ... Finance LLC is..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

Compliance Product Officer The candidate will be designing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... a subject matter expert on Compliance programs. Provides expert..

Compliance Sanctions Officer - Screening Architecture Duties: Serves ... Architecture Duties: Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... contacts in the Business..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..