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Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..
Vice President, Corporate Counsel, Retail Advice and Solutions ... on new initiatives. Interacting with senior business leaders. Providing legal and ... business leaders. Providing legal and regulatory advice and counsel..
Senior Corporate Counsel Responsibilities: Heavy drafting of complex documents/contracts for domestic and international transactions. Interact extensively with management and employees of the Company at all levels, and with outside counsel as ..
Senior Principal Advisor and Counsel, Market ... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the Market Regulation..
Senior Wealth Strategist Duties: The candidate serves as the primary Wealth Planning expert and resource for high net worth prospects and client relationships (> $10MM investable and/or $15 million in net ..
Senior Manager, Associate Counsel The candidate will serve as a primary legal contact for Sales and Trade Support, and draft, review, negotiate, and work closely with business clients in these departments ..
A law firm in Miami is seeking a Senior Associate Attorney with a minimum of 6 years of experience specializing in environmental law, government contracting, and business regulation. The ideal candidate ..
... (Director) Duties: The candidate provides senior specialist expert advice on all ... as a whole as the senior member of the Compliance Centre ... Centres of Expertise (CoEs). Provide..
Director Corporate Legal Counsel Duties: Promotes the ... Regularly deals with members of senior management and executives on legal ... regular basis. Provides training to corporate COEs on legal topics...
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
Senior Counsel The candidate will provide ... and predictability in the Department's regulatory responses. Work closely with the ... others in Enforcement, including the senior management team, to provide subject..
Senior Counsel The candidate provides confidential legal advice and support to company hospice and related operations, may be specific to a particular legal specialty such as: litigation, tax or securities. Supports ..
Senior Compliance Analyst The candidate will ... Centene Corporation’s Compliance Program. Provide regulatory interpretation, perform compliance reporting, lead ... federal and state legislative and regulatory changes to identify those impacting..
Senior Associate General Counsel The candidate will provide a full range of legal advice to the firm’s southern region supporting its care delivery businesses and contracted provider networks. Will advise business ..
... under the general guidance of senior management to perform a variety ... in connection with commercial and regulatory matters. Prepares, drafts, reviews, and ... property, tangential data privacy matters,..
... firm seeks a highly qualified Senior Corporate Attorney to provide expert legal counsel ... expert legal counsel on diverse corporate matters. The successful candidate will ... play a pivotal..
... FL, is seeking an experienced Senior Corporate Associate Attorney with 6-8 years of M&A ... and supervising junior associates. Job Overview:The Senior Corporate Associate Attorney will play a key role..
Corporate Lawyer The candidate will structure, ... agreements. Provide business teams and senior management with prompt, pragmatic advice ... Conduct legal research and follow regulatory developments. Manage pre-litigation and litigation..
Senior Paralegal The candidate will serve ... of registration statements and/or other regulatory filings required under the Investment ... of 1934. Prepare drafts of regulatory documents for various mutual funds,..