THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
senior manager regulatory compliance Asset Management The candidate will ... of 1940 and define the regulatory compliance risks Will review the client ... client s Code of Ethics compliance
... a pivotal role in ensuring compliance with anti-money laundering (AML) and ... enhancements. Job Details:Liaise with BAU Managers, Senior Analysts, and team management to ... focusing on AML and sanctions..
... guidance on various issues and regulatory inquiries related to the firm's ... General Counsel will collaborate with senior business and compliance professionals, participate in regulatory examinations, and ensure compliance..
Senior Manager - Regulatory Compliance (Asset Management) The candidate will ... of 1940 and define the regulatory compliance risks. Will review the client’s ... the client’s Code of Ethics, Compliance..
... anti-money laundering (AML) and sanctions compliance. The ideal candidate will have ... Details:Liaise with existing BAU managers, senior analysts, and BAU team management ... focused on AML and sanctions..
... focus on AML and sanctions compliance. They will work closely with ... activities.Duties:Liaise with existing BAU Managers, Senior Analysts, and team management to ... focused on AML and sanctions..
... is seeking a Mid-level to Senior Corporate Fund Formation Lawyer with ... managers concerning structuring, market practices, regulatory compliance, and all other aspects of ... managers on structuring, market..
A law firm in New York, NY, is seeking a Mid-level Private Investment Funds Associate Attorney with 3-6 years of experience in fund formation for private fund managers. The ideal candidate ..
... will I be doing? As Senior Manager, HAFS Global Compliance, you will be responsible for ... to identify trends and focus compliance testing on higher-risk activities, while ... initiatives,..
... is seeking a Mid to Senior Level Associate Attorney with 4-7 ... memoranda.Advise clients on fund structuring, compliance, and regulatory matters.Conduct due diligence on fund ... fund documentation and..
Senior Manager Regulatory Compliance Duties: Conducting due diligence for ... jurisdiction; Develop and implement specific compliance programs and/or internal controls to ... third parties, in coordination with senior business executives..
Job Description The Corporate Compliance Sr Manager is responsible for the management, ... execution, and oversight of the compliance program activities and deliverables of ... operating in a moderately complex..
... Anti-Money Laundering (AML) and sanctions compliance. They will work closely with ... They will work closely with senior management to meet the firm's ... meet the firm's global AML..
... to investment fund regulations and compliance.Collaborate with senior attorneys on complex fund structuring ... on complex fund structuring and regulatory issues.Assist in negotiations with clients, ... negotiations with clients,..
... anti-money laundering (AML) and sanctions compliance, collaborating with internal stakeholders to ... with internal stakeholders to ensure regulatory adherence and efficient business processes. Job ... Details:Liaise with existing BAU Managers,..
... a pivotal role in ensuring compliance with anti-money laundering (AML) and ... collaborate with various BAU Managers, Senior Analysts, and Legal Teams to ... initiatives.Duties:Liaise with BAU Managers and..
