Svp Regulatory Compliance Risk Management Jobs

Compliance Product Group Manager, SVP The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... team or multiple teams of Compliance professionals...

Compliance Escalation and Incident Reporting Senior ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... oversight framework to comply with regulatory expectations of aggregation and reporting..

Compliance, Regulatory Practices Group, Banking, Vice President ... Responsibilities: Work closely with business, compliance, legal, risk, technology and operations teams throughout ... to prepare senior stakeholders for regulatory meetings and..

... Business Continuity/Disaster Recovery (0) Claims Management (6) Client Services (0) Commercial ... Lending – Real Estate (1) Compliance & Legal (1) Credit Admin/Loan ... (2) Employee Benefits (0) Enterprise..

Risk & Controls – Issue Management Lead and Quality Coordinator’s – ... drive proactive and timely identification, management, and oversight of issues across ... stakeholders. Design and implement issue management..

SVP Global Wealth Regulatory Engagement Senior Officer – Exam ... will manage and monitor assigned regulatory examinations to achieve full compliance; requires directing a cross-functional team ... Client), ICRM, Legal,..

Risk & Controls – Issue Management Lead and Quality Coordinator’s – ... drive proactive and timely identification, management, and oversight of issues across ... stakeholders. Design and implement issue management..

... and assessment of ERISA/retirement legal risk to senior legal, business management, risk, supervisory/control and compliance teams and executives. Directing legal ... to ERISA and other fiduciary-related regulatory and legislative..

Compliance Risk Management Senior Officer, SVP The candidate serves as a ... deliver a policy governance and risk management framework that maintains risk levels within the firm's risk appetite and..

... the Board of Directors, Senior Management and other Capital Planning stakeholders. ... tools, EUCs, and FR Y-14A regulatory reporting. Coordinate with various groups ... groups across the Firm, including..

... Wealth (CGW) Chief Administrative Office: Risk & Controls – Issue Management (NAM Consumer Wealth) – Vice ... drive proactive and timely identification, management, and oversight of issues across .....

VP, Employee Relations and Compliance The candidate partners with the ... Officer, legal counsel, corporate security, risk management, audit division, and senior management on high risk, complex complaints and fraud..

Compliance, Financial Crime Compliance – Sanctions Group, Vice President ... guidance to business teams, divisional compliance, and other internal stakeholders globally ... products and services to ensure compliance with economic..

... with the Business Units, Market Management and Communications, Finance and Operations ... of business and jurisdictions for compliance with legal requirements and to ... legal requirements and to reduce..

Research Compliance - Vice President The candidate ... President The candidate will identify regulatory trends and developments, advise business ... practices and Research matters; advocate regulatory change. Develop and enhance..

Compliance Business Analyst, VP - Tech ... delivery and maintenance of best-in-class Compliance programs, policies and practices for ... and global reports related to compliance risk assessments, and monitoring of..

CCOR Compliance Vice President - Acquisitions and ... maintaining oversight of the firm’s compliance, conduct and operational risk management activities within Firm's Risk Management and Compliance Function. Managing the firm’s..

Vice President Tax The candidate will lead the tax planning, tax accounting, tax compliance, tax planning and tax audit functions for the Company and its domestic and foreign subsidiaries. Proactively assess ..

Monitoring and Testing, Issue Management Lead and Quality Coordinator’s – ... drive proactive and timely identification, management, and oversight of issues across ... stakeholders. Design and implement issue management reporting..

SVP and Head of Intellectual Property ... to intellectual property strategy and management for the organization. Oversee the ... Ensure the organization is in compliance with the legal and regulatory..

... Wealth (CGW) Chief Administrative Office: Risk & Controls – Issue Management Lead (NAM Consumer Wealth) – ... drive proactive and timely identification, management, and oversight of issues across .....

Underwriting Product Counsel Senior-AVP Duties: Leading the development and implementation of new policies, coverage enhancements and manuscript endorsements for D&O, EPL, Fiduciary and Crime and/or FI E&O products. Identifying market standard ..

SVP Compliance Product Senior Officer 1 - ... ICRM Finance Treasury Liquidity/Interest Rate Risk The candidate will be serving ... serving as a senior function/business/product compliance risk officer for Independent..