THE LARGEST COLLECTION OF JOBS ON EARTH
Legal
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
... Surveillance Product Specialist in the Compliance Surveillance function within Independent Compliance Risk Management (ICRM). Will be ... of surveillance related portfolios including trade surveillance, e-communications and voice surveillance, .....
... TTS and CCB O&T ICRM Compliance Officer The candidate will be ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... subject matter expert on Citi’s..
Sign In or Sign Up in seconds to view this job on EmploymentCrossing.
Assistant General Counsel - Investment Company The candidate will responsible for supporting all aspects of legal and regulatory matters relating to the firm’s retail and annuity–dedicated funds. In particular, this individual ..
Swap Dealer Compliance Officer The candidate will manage ... candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework for annual..
Corporate Counsel (Investments) The candidate will work closely with the investments team on distressed investments and special situations arising from portfolio holdings of equity, taxable fixed income, and municipal securities. Work ..
Compliance Product Officer - TTS Cash ... Serves as a Treasury and Trade Solutions (TTS) compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities..
