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Deputy Chief Compliance Officer Duties: Responsible for compliance and regulatory affairs for registered ... and implements strategies enhancing regulatory compliance and reducing risk. Keeps abreast ... audit process for the..
Chief Compliance Officer Duties: Will be responsible for ... be responsible for leading the compliance program for company. Will collaborate ... for company. Will collaborate with compliance and business colleagues..
Senior Director - Chief Compliance Officer - Global Investment Management Sector: ... Sector: Generalist Consulting Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Job Description Position Chief Compliance Office, Global Investment Management Organization..
Deputy Chief Compliance Officer, Wealth Management','1700009993','!*!The Compliance Management Professional, LCCG assists the ... Management Professional, LCCG assists the Compliance management in the effective implementation, ... and administration of a specific..