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| Date | Location | Job title |
| Sep 27, 20 | San Francisco, CA |
Chief Compliance Officer, Special Purpose Depository Institution
Chief Compliance Officer, Special Purpose Depository Institution Responsibilities: Develop, implement, and oversee all aspects of the bank’s complian... |
| Sep 28, 20 | Newport Beach, CA |
Senior Compliance Officer
Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related pr... |
| Sep 25, 20 | San Diego, CA |
Svp, Compliance Monitoring And Analytics
SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monito... |
| Sep 25, 20 | Newport Beach, CA |
Compliance Analyst
Compliance Analyst The candidate work within the Legal/Compliance department managing investment guidelines in the company’s proprietary compliance m... |
| Jul 06, 26 | Los Angeles, CA |
Banking and Financial Services Regulatory and Compliance Attorney
Job OverviewA law firm seeks an attorney with 5-7 years of experience to join its Banking and Financial Services unit in Los Angeles. This... |