Date	Location	Job title
Sep 28, 20	Raleigh, NC	Vice President, Corporate Counsel, Retail Advice And Solutions Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the ...
Nov 24, 22	Charlotte, NC	Lead Counsel: Wim - Retail Brokerage Lead Counsel: WIM - Retail Brokerage The candidate will provide legal counsel around implementing Federal and state regulatory standards of conduct r...
Nov 07, 22	Charlotte, NC	Deputy Chief Compliance Officer – Retail Ria Deputy Chief Compliance Officer – Retail RIA The candidate will be developing and maintaining a robust compliance program, with a focus on compliance...

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