Corporate Securities Associate Attorney

Profile

A law firm in Dallas, TX is seeking a highly skilled Corporate Securities Associate Attorney focused on securities matters. The ideal candidate will have significant experience in leading '34 Act compliance and '33 Act securities work, with a robust background in capital markets transactions. This position requires a self-motivated, confident, and personable team player with outstanding professional and academic credentials.

Duties:

• Lead compliance efforts under the '34 Act and '33 Act.
• Manage and execute public and private offerings of equity, debt, and other securities.
• Advise on corporate governance matters and ensure adherence to exchange listing requirements.
• Handle compliance issues related to Rule 144, Section 13, and Section 16.
• Provide counsel on executive compensation matters.
• Collaborate with other attorneys and support staff to deliver comprehensive legal support for clients.
• Stay informed on regulatory changes and industry trends affecting securities law.
• Prepare and review disclosure documents, including annual reports, proxy statements, and registration statements.
• Assist clients with SEC reporting and compliance obligations.
• Conduct due diligence and provide legal advice on mergers and acquisitions and other strategic transactions.

Requirements:

• Admission to practice law in the state of Texas.
• Minimum of 3 years of experience in securities law, including '34 Act and '33 Act compliance.
• Demonstrated experience with capital markets transactions.
• Strong understanding of corporate governance, exchange listing requirements, Rule 144, Section 13, and Section 16 issues.
• Familiarity with executive compensation.

Education:

Juris Doctor (JD) degree from an accredited law school.

Certifications:

Licensed to practice law in the state of Texas.

Skills:

• Exceptional legal research and writing skills.
• Strong analytical and problem-solving abilities.
• Excellent verbal and written communication skills.
• Ability to work independently and as part of a team.
• High level of professionalism and ethical standards.
• Strong organizational and time management skills.
• Proficiency with legal research tools and software.
• Ability to manage multiple projects and meet deadlines.
• Strong client relationship skills and ability to interact with clients at all levels.

Company info

BCG Attorney Search
10777 Westheimer, Suite 1100
Houston
Texas
United States 77042
Phone : (713) 270-1199
Fax : (213) 895-7306