Fintech amp Financial Services Of Counsel

Profile

Job Overview
A law firm seeks an experienced attorney in Palo Alto, CA, to address various federal securities law issues, including Investment Company Act status, broker-dealer and investment adviser registration, and alternative investment platform setup. The role involves working with technology and early-stage companies, with a preference for candidates with SEC experience.

Duties

• Advise on federal securities laws, including Investment Company Act status.
• Provide opinions on broker-dealer and investment adviser status issues.
• Counsel on broker-dealer and investment adviser registration and compliance.
• Assist in setting up alternative investment platforms.

Requirements

• Superior academic credentials.
• Excellent verbal, written, and interpersonal skills.
• Experience with technology and early-stage companies preferred.
• SEC experience strongly preferred.

Education

• Juris Doctor (JD) degree.

Certifications

• Bar admission in good standing.

Skills

• Strong analytical and problem-solving abilities.
• Effective communication and negotiation skills.
• Ability to work collaboratively in a team environment.

Benefits

• Monthly wellness reimbursements.
• 24/7 emotional and behavioral health support and virtual counseling.
• Healthcare coverage for you and your spouse/domestic partner and children up to age 26.
• Family-building benefits including IVF, adoption, surrogacy, and egg-freezing.
• Paid parental leave and parenting support concierge.
• In-home and center-based back-up childcare.
• Tutoring and college coach for older children.
• Health Savings Accounts with firm contribution.
• Flexible spending accounts.
• 401(k) retirement plan.
• Pretax commuter and parking benefits.
• Basic and supplemental life insurance.
• Short and long-term disability insurance.
• Voluntary long-term care insurance.
• Voluntary critical illness, hospitalization, and accident insurance.
• Voluntary ID theft protection and pet insurance.
• Medicare consulting.
• Firm-paid CLE, bar review fees, and bar dues.

Company info

BCG Attorney Search
228 Hamilton Ave, 3rd Floor
Palo Alto
California
United States 94301
Phone : (650) 752-1500
Fax : (213) 895-7306