Fintech amp Financial Services Of Counsel

Profile

Job Overview
A law firm seeks an experienced attorney in Seattle, WA, to address various federal securities law issues, including Investment Company Act status, broker-dealer and investment adviser registration, and alternative investment platform setup. The role involves working with technology and early-stage companies. SEC experience is strongly preferred.

Duties

• Advise on federal securities laws and compliance.
• Provide opinions on Investment Company Act status.
• Counsel on broker-dealer and investment adviser registration.
• Assist in setting up alternative investment platforms.

Requirements

• Superior academic credentials.
• Excellent verbal, written, and interpersonal skills.
• Experience with technology and early-stage companies preferred.

Education

• Juris Doctor (JD) degree.

Certifications

• Bar admission in good standing.

Skills

• Strong analytical and problem-solving abilities.
• Proficiency in legal research and writing.

Benefits

• Monthly wellness reimbursements.
• 24/7 emotional and behavioral health support.
• Healthcare coverage for family members.
• Family-building benefits.
• Paid parental leave and parenting support.
• Career coaching for working parents.
• Back-up childcare options.
• Tutoring and college coaching for children.
• Health Savings Accounts with firm contribution.
• Flexible spending accounts.
• 401(k) retirement plan.
• Pretax commuter and parking benefits.
• Life and disability insurance options.
• Voluntary insurance options.
• Medicare consulting.
• Firm-paid CLE, bar review fees, and bar dues.

Company info

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