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Swap Dealer compliance Officer The candidate will manage ... candidate will manage swap dealer compliance program including assessing and updating ... new business activities Overseeing the compliance framework for annual..
Regulation W compliance Officer The candidate duties will ... of the CUSO Banking Regulatory compliance Regulation W framework including risk ... and monitoring and training Conduct compliance oversight reviews of..
compliance Testing Sr Analyst - Branch ... be developing implementing and executing compliance testing continuous assurance and reporting ... region in accordance with the compliance Testing CT Plan for Branch..
Compliance Testing Sr. Analyst - Branch ... be developing, implementing, and executing compliance testing, continuous assurance, and reporting ... region in accordance with the Compliance Testing (CT) Plan for Branch..
Staff Attorney Duties: Coordinate with internal stakeholders to identify and advise on legal risks and contractual issues and in the interpretation of contracts and other and implement best practices. Draft and ..
... and Working Capital Solutions Global Compliance Lead - Hybrid The candidate ... candidate will be providing senior compliance coverage to the Trade and ... Capital Solutions (TWCS) Business. Provides..
Regulatory and Transactional Counsel The candidate will be providing general insurance regulatory and related transactional support for L&R insurance companies. Preparing and managing insurance regulatory filings under state insurance holding company ..
Consultant - Financial Services Industries - Banking Tax The candidate will be developping and maintaining strong client relationships on various federal tax consulting/compliance engagements. Advising clients on a variety of tax ..
Senior - Financial Services Industries - Banking Tax The candidate will be providing federal tax consulting and compliance services to a clients in the banking and financial services industries. Developing and ..
Senior Manager, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..
Tax Consultant II - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Assist clients with life events for partnerships (e.g. formations, mergers, initial public offerings), inside and outside basis ..
AWM Compliance Manager The candidate will be responsible for oversight of the Private Bank business. Will provide support to ensure that the firm’s Financial Crime program is successfully implemented. Will: Assess ..
VP, Assistant General Counsel - Commercial Banking - Syndicated Lending / Other Banking Products Responsibilities: Provide transaction support, including analysis and advice on structural and risk issues and review and negotiation ..
CCOR Compliance Vice President - Acquisitions and ... maintaining oversight of the firm’s compliance, conduct and operational risk management ... within Firm's Risk Management and Compliance Function. Managing the firm’s..
Compliance Risk Management Data Analysis Lead ... Client Service teams. Maintaining the Compliance risk assessment (currently ISRA) for ... and AM Client Service. Conducting Compliance training and draft Compliance Bulletins..
Compliance Escalation and Incident Reporting Senior ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... of aggregation and reporting of compliance risk incident escalations enterprise-wide to..
Regulation W Compliance Officer The candidate duties will ... of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... and monitoring, and training; Conduct compliance oversight reviews of..
Compl Testing Sr Officer II-Global Compliance Testing Prudential Testing- Director The ... will be responsible for assessing compliance risks and controls implemented by ... implementation, and execution of the compliance..
Senior Counsel, Regulatory Attorney The candidate will report directly to the Associate General Counsel and will be responsible for providing regulatory and business legal advice relating to broker-dealers and dual registrants. ..
CCOR - Employee Conduct - Vice President Anti-Corruption Compliance Third Party Risk, Investigations and Violations The candidate will be driving innovation and continued enhancement of the firm’s third party risk related ..
Manager - Financial Services Industries - Banking Tax The candidate will be developing and maintaining strong client relationships on various federal tax consulting/compliance engagements. Will be advising clients on a variety ..
Tax Attorney: Corporate Tax Department The candidate will manage tax-related inquiries from a variety of the firm's businesses across established and emerging markets. Work with Corporate Tax colleagues and relevant business ..
Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine their skillset with the ability to work with large-scale operating partnership tax clients on matters ..
Senior Consultant, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..
Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..
Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..