Bank Regulatory Counsel Jobs in Dix Hills

Director, Head of Global Control Room and Compliance Surveillance The candidate will maintain all organizational and professional ethical standards and has latitude for independent judgment and decision-making. Oversight of the Global ..

Counsel, Employment Law The candidate works ... The candidate works with Senior Counsel, Head of Employment Law to ... employment litigation. Interacts with outside counsel representing the Bank in litigation...

Legal Counsel - Bank Regulatory and Treasury Services The candidate ... with the team at firms Bank USA, firms’s $120B+ US bank, to provide comprehensive support, advice ... on the..

... and procedures to ensure the Bank is adhering fully with all ... deep understanding of BSA/AML related regulatory changes and industry trends to ... industry trends to ensure the..

Tax Senior - Sustainability, Climate and Equity - Renewable Energy Duties: The candidate will support renewable energy client engagements and participate in the targeting of new clients. Deliver value to clients ..

VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..

Compliance Advisor Manager The candidate will be providing input on business regulatory requirements. Providing guidance on business policies, standards, and procedures. Leading and reviewing department training, as appropriate. Providing compliance advice ..

Private Funds Attorney The candidate will provide advice on the formation, structuring and marketing/distribution of open-end and closed-end funds and special purpose vehicles across various jurisdictions. Prepare, review and negotiate fund ..

eDiscovery Attorney Duties: Manage day-to-day DART (Discovery and Response Team) operations for the Americas, including the resolution of issues, implementation of change initiatives, customer outreach, on-boarding and training of new and ..

International Tax Manager, Global Trade Advisory Duties: The candidate will be participating in engagements requiring regulatory analysis for a variety of entities and their affiliates. Helping companies manage global compliance requirements ..

Quality and Risk Management (QRM) Contract Specialist – (Manager) Duties: The candidate will serve as a trusted advisor to Consulting leadership on contractual matters related to account-level agreements (which are negotiated ..

Legal Counsel - Bank Regulatory and Treasury Services The candidate ... with the team at firms Bank USA, firms’s $120B+ US bank, to provide comprehensive support, advice ... on the..

Manager, Swap Dealer Advisor Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program. Advising Sales and Trading and related Operations teams on CFTC swap regulations and Designated Contract ..

... assess adequacy of controls over regulatory requirements and business line monitoring ... or legal, or audit, or regulatory examiner experience. Should preferably have ... risk management, risk management, legal,..

Director, Technology & Cybersecurity Risk Operations Oversight The candidate develops and matures the Technology and Cybersecurity Risk Oversight program to support a team of risk professionals executing the program. Promotes an ..

Sanctions Team Manager Duties: Identify and participate in initiatives to automate customer and check screening processes using artificial intelligence and supervise machine learning and other system changes. Coordinate and conduct testing ..

Sr. Counsel – Corporate Transactions: IT and Infrastructure The candidate will be representing internal clients in their dealings relating to significant corporate transactions focusing on IT and infrastructure. The attorney would ..

Tax Manager - Sustainability, Climate and Equity - Renewable Energy Duties: Manage renewable energy client engagements and participate in the targeting of new clients. Deliver value to clients by identifying opportunities ..

... - Mortgage Compliance - In-House Counsel The candidate will work primarily ... primarily with our mortgage banking regulatory and compliance team, and secondarily ... with SVP and Associate General..

Legal Counsel - Bank Regulatory and Treasury Services The candidate ... with the team at firms Bank USA, firms’s $120B+ US bank, to provide comprehensive support, advice ... on the..

Complex Claims Specialist - Program Law Duties: The candidate performs a combination of duties in accordance with departmental guidelines. Manages an inventory of moderate to high complexity and exposure commercial claims ..

Senior Counsel - Corporate Transactions The attorney will representing internal clients within the various business lines of CFG and its affiliates in their dealings with third parties in respect to corporate ..

Associate Compliance Officer The candidate will direct and advise Management of compliance with applicable non-bank mortgage laws and regulations. Will oversee the monitoring federal and state regulatory agencies for new laws ..