Bank Regulatory Counsel Jobs

Vice President, Corporate Counsel The Candidate will be responsible ... of agreements. Coordinating review of regulatory filings by internal and external ... and external stakeholders, including fund counsel and fund..

Assistant General Counsel Duties: Contract review and drafting. Legal research. Ensuring compliance with state and federal requirements. Interacting positively with regulatory agencies. Assisting outside counsel. Coordinating responses to discovery. Providing legal ..

Vice President, Corporate Counsel, Retail Advice And Solutions The ... business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with ... Federal and State Regulators, and..

Director, Privacy Program Management The candidate will maintain and evolves the US Privacy Compliance/HIPAA program and requirements in compliance with applicable regulations. Will support governance and oversight of the US Privacy ..

VP, Corporate Counsel, PGIM Real Estate The candidate will provide substantive legal advice and broad legal oversight in connection with PGIM RE’s loan servicing activities. This will specifically include responsibilities in ..

Vice President, Corporate Counsel The candidate will be providing day-to-day legal advice and support for PGIM Fixed Income’s private funds; forming private funds; drafting and negotiating investor side letters, service provider ..

VP, Corporate Counsel, PGIM Investments Duties: Provide legal advice to internal business clients on investment company, investment advisory and regulatory issues in developing new funds and supporting existing funds. Provide ..

Vp, Assistant General Counsel - Payments Duties: The candidate will be providing day-to-day legal advice and counsel to internal clients and partners in connection with the development, implementation, and maintenance of ..

Vice President, Corporate Counsel Responsibilities: Providing day-to-day legal advice and support for PGIM Fixed Income’s private funds; forming private funds; drafting and negotiating investor side letters, service provider agreements and non-disclosure ..

Manager, Compliance - PGIM Investments (Hybrid) The candidate will implement the compliance oversight program relating to PGIM Investments’ Strategic Investment Research Group (“SIRG”). SIRG provides research to clients with respect to ..

VP, Corporate Counsel, PGIM Investments The candidate will provide legal advice to internal business clients on investment companies, investment advisory and regulatory issues in developing new funds and supporting existing funds. ..

VP, Corporate Counsel, Private Funds Duties: Represent the firm’s Chief Investment Office in connection with its $519 billion portfolios, including over $13.5 billion of alternative asset investments. Representation of the company ..

... The candidate will support the Bank’s Financial Crime Compliance Americas division ... accordance with all legal and regulatory requirements and all Group standards ... governmental authorities and enable the..

VP, Corporate Counsel - Alternative Investments The candidate will representation of Prudential in the review of private placement memoranda, conducting due diligence and negotiation of limited partnership agreements; side letters; subscription ..

Vice President, Corporate Counsel Duties: Representation of Prudential in the review of private placement memoranda, conducting due diligence and negotiation of limited partnership agreements, side letters, subscription agreements, and applicable consents ..

VP, Corporate Counsel, PGIM Retail & Alternative Funds ... investment companies, investment advisory and regulatory issues in developing new funds ... and implementing new rules and regulatory developments. Providing legal..

... procedures and processes related to regulatory compliance, primarily focused on deposit ... potential impact on residual risk, bank processes and/or customer satisfaction. Work ... Improvement to achieve consensus on..

VP, Corporate Counsel, PGIM Investments The candidate will ... investment advisory, investment company and regulatory issues in developing new strategies ... also assist with registration and regulatory disclosures for funds,..

Director, Corporate Counsel Responsibilities: Advise on design, drafting, and implementation of all types of welfare, wellness, and fringe benefit plans, such as medical (including account-based plans such as HSAs, HRAs, and ..

VP, Corporate Counsel, Private Funds Duties: Represent the firm’s Chief Investment Office in connection with its $519 billion portfolios, including over $13.5 billion of alternative asset investments. Representation of the company ..

VP, Corporate Counsel, Transactions The candidate will be ... Retaining, managing, and coordinating outside counsel. Supporting and driving diversity and ... the retention of diverse outside counsel. Should have a..

... the interpretation and application of regulatory expectations, laws, best practices and ... on an ongoing basis. Provides regulatory and compliance advice to business ... keeping business units apprised of..

VP, Corporate Counsel, Bankruptcy & Restructuring The candidate ... Retaining, managing, and coordinating outside counsel. Supporting and driving diversity and ... the retention of diverse outside counsel. Should have a..