Broker Dealer Attorney Jobs in Jersey City

Mid-level/Senior Investment Management Associate/Counsel The candidate should have investment management experience. Specific expertise in fund formation and fund structuring is required. Must have experience with hedge funds, private equity funds, venture ..

Mid-level/Senior Investment Management Associate/Counsel The candidate will provide innovative solutions and dedicated, top-caliber client service to worldwide clientele of hedge funds, private equity funds, venture capital funds, and other pooled investment ..

Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..

Compliance Testing (Broker-Dealer), AVP Responsibilities: Perform compliance testing and monitoring, identify issues, make recommendations and report the result to the management team. Track the issues and the status of remediation. Identify ..

Job OverviewA law firm seeks an Insurance Transactional and Regulatory Associate in New York, NY. The successful candidate will join a team specializing in insurance laws, regulations, and corporate transactions, providing ..

Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full range ..

Senior Counsel, Regulatory Attorney The candidate will report directly ... business legal advice relating to broker-dealers and dual registrants. Will work ... laws, most particularly relating to broker-dealers; Familiarity with..

Swap Dealer Compliance Officer The candidate will ... The candidate will manage swap dealer compliance program including assessing and ... swap dealing activities including Swap Dealer quarterly board meetings, among..

Tax Accountant, Tax, Global Compliance And Reporting Senior The candidate will be responsible for: Provide clients with tax guidance and planning related to tax compliance and reporting. Focus on tax consulting, ..

I am the recruiting partner at Seward & Kissel LLP (“S&K”). I have been actively involved in recruiting and the summer program in official capacities for the past three years and ..

Tax Accountant, Tax, Global Compliance And Reporting Senior The candidate will be responsible for: Provide clients with tax guidance and planning related to tax compliance and reporting. Focus on tax consulting, ..

Job OverviewA law firm seeks a Financial Services Associate in New York City, NY. The ideal candidate will have 3 to 7 years of experience and a strong understanding of federal ..

General Counsel The candidate will lead all strategic legal initiatives including leases, joint venture agreements, restaurant management agreements, franchising agreements, licensing agreements fundraising entity structuring and/or restructuring asset purchases and/or sales ..

A law firm seeks a skilled real estate associate to join its New York City office. The ideal candidate will possess between three and five years of hands-on experience in commercial ..

Equity Finance Attorney The candidate will be responsible for the analysis of complex legal issues and implications on matters of significant impact to the firm's Prime Brokerage Business. Provides advice on ..

... TSS General Counsel. Advise on broker-dealer and other securities law matters. ... relating to TSS’s client businesses (e.g.broker-to-broker agreements, order routing agreements, and ... worldwide including with regards to..

... experience in law firm or broker dealer/investment banking firm or derivatives dealer with emphasis on Volcker, SEC ... on Volcker, SEC security-based swap dealer regulations and or CFTC swap..

Job OverviewA law firm seeks an Asset Management Associate to join the Regulatory & Enforcement practice in New York, NY. The ideal candidate will have three to six years of experience ..

Associate General Counsel The candidate will be reporting to the General Counsel, responsibilities will include advising on contractual, bank regulatory, general corporate, and corporate governance matters for a privately-held wealth management ..

Operational Risk Officer – Control Testing The candidate will be responsible for: effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of UBS. Liaising regularly with the Heads of ..

... fund formation, investment management, and/or broker-dealer regulation. The role involves providing ... and investment management.Ensure compliance with broker-dealer regulations.RequirementsExperience in fund formation, investment ... fund formation, investment management, or..

Job OverviewA law firm seeks a highly qualified Counsel to join its Financial Markets and Funds Department in the Investment Management and Trading group, based in New York, NY. Candidates should ..

I am the recruiting partner at Seward & Kissel LLP (“S&K”). I have been actively involved in recruiting and the summer program in official capacities for the past three years and ..