Asset Management Associate Regulatory amp Enforcement

Profile

Job Overview

A law firm seeks an Asset Management Associate to join the Regulatory & Enforcement practice in New York, NY. The ideal candidate will have three to six years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under federal securities laws.

Duties

• Advise investment advisers on regulatory and compliance matters.
• Provide guidance on federal securities laws.
• Assist with compliance for private fund advisers.
• Support broker-dealer regulatory matters as needed.

Requirements

• Three to six years of relevant experience.
• Experience with federal securities laws.
• Familiarity with investment adviser regulations.
• Experience with broker-dealer compliance is beneficial.

Education

• Juris Doctor (JD) degree required.

Certifications

• Bar admission in New York.

Skills

• Strong analytical and problem-solving skills.
• Excellent written and verbal communication abilities.
• Ability to work collaboratively in a team environment.

Benefits

• Comprehensive health insurance.
• Retirement savings plan.
• Professional development opportunities.

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York
New York
United States 10017
Phone : (212) 232-0277
Fax : (213) 895-7306