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Deputy Chief compliance officer The candidate responsibilities include Assisting ... include Assisting Interactive Advisors Chief compliance officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews..
Chief compliance and Privacy officer Duties Oversee each Versant Health ... s including four insurance companies compliance with relevant laws regulations and ... geographic jurisdictions Lead the Corporate compliance team..
Director Federal compliance officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand capabilities and offerings Training internal stakeholders of government programs ..
Chief Compliance and Privacy Officer Duties: Oversee each Versant Health ... company’s (including four insurance companies) compliance with relevant laws, regulations, and ... geographic jurisdictions. Lead the Corporate Compliance team..
Federal Compliance Officer Duties: Review on annual basis ... the purview of the Federal Compliance Officer. Responsible for the investigations and ... its employees and is in compliance with all..
... responsible for Health and Safety compliance and related regulatory matters. Responsible ... Bar and UK Law Society compliance matters. Identify and resolve operational ... working with the Chief Operating..
FPI Corporate Compliance Officer The candidate will be reporting ... reporting to the Chief Corporate Officer, provides overall direction of the ... overall direction of the FPI compliance program in..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..
... that the site is in compliance with all state and federal ... state and federal regulatory and compliance requirements. Essential Functions: Development and ... meet monthly revenue, operating and..
... Counsel and Chief Ethics & Compliance Officer DUTIES: Provides a single point ... of the organization’s ethics & compliance program. Establishes compliance training priorities, develops, and coordinates ... efficiently...
Wealth Management Compliance Policies And Training Officer The candidate will be responsible ... business. Developing and drafting of Compliance policies and procedures through collaboration ... with the business, Risk, Legal,..
Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews,..
Chief Compliance and Risk Officer The candidate will be responsible ... general operation of the University’s compliance and risk function and its ... Director of Management, Advisory and Compliance Services..
... strategic investor relations program in compliance with corporate policies and securities ... issues related to investor relations, capital allocation, and corporate development, while ... for special projects such as..
Senior Attorney, Compliance The candidate under the general ... strategies for building company’s overall Compliance Program, to include development of ... the program evolves, including enterprise compliance, risk assessment and..
Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..
Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..
Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..
... Counsel and Chief Ethics & Compliance Officer RESPONSIBILITIES: Provides a single point ... of the organization’s ethics & compliance program. Establishes compliance training priorities, develops, and coordinates ... efficiently...
... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..
ADA Compliance Officer The candidate will provide leadership ... Americans with Disabilities Act (ADA) Compliance Program for faculty, staff, and ... all ADA issues, help ensure compliance with the ADA..
Chief Compliance Officer and Senior Associate General Counsel ... Oversees and manages the University's compliance function and compliance risk management, and is an ... collaborative manner with other established compliance..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
... 500 count on our Human Capital Management solutions. As a Sales ... Accounts , you'll grow new market share for ADP's cloud-based Human ... Human Resources solutions to large..
Compliance Sanctions Director - Advisory – ... delivering, and maintaining best-in-class Sanctions Compliance policies and practices, providing a ... activities. Managing specialized teams of Compliance professionals responsible for providing sanctions..