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Senior compliance officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... or functions Lead and execute compliance risk management activities..
compliance officer Securities Industry The candidate ... support CCO Support to Chief compliance Officers CCOs for multiple series ... Trusts Will assist in the compliance oversight of service providers..
Senior compliance officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise compliance Programs with an emphasis on ... English Proficiency Lead and..
Associate Counsel The candidate will exercise senior management functions with respect to attorneys and administrative support staff, including work reviews, counseling, coordinating staff meetings, and preparing performance evaluations for review by ..
Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..
Securities Compliance Attorney/Officer The candidate will interpret new and existing securities laws and regulations and provide guidance to various business units and assist them in updating policies and procedures. Analyze existing ..
The East Lake Foundation (ELF) is seeking nominations and applications for the position of President and CEO. The transformative work of ELF has been grounded in a vision of building the ..
General Counsel Duties: Serves as the chief legal officer and leads the Office of Legal Affairs, which provides all legal services of affiliated entities and subsidiaries (the Health System). Provides, oversees, ..
Compliance Officer - AML & Elderly/Vulnerable Specialist The candidate will conduct investigations into potential unusual activity and potential elderly/vulnerable exploitation and determine if there is required regulatory reporting. File required Suspicious ..
Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..
Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..
Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, ... federal regulatory changes. Ensure that compliance guidance..
Chief Compliance and Privacy Officer Duties: Oversee each Versant Health ... company’s (including four insurance companies) compliance with relevant laws, regulations, and ... geographic jurisdictions. Lead the Corporate Compliance team..
Compliance Officer The candidate will be working ... of both RIA & BD compliance and the ability to effectively ... communicate with clients, counsel, and compliance staff, Provide input and..
Senior Compliance Officer- Enterprise Privacy And Technology Office ... pertaining to privacy and technology compliance. Analyze existing and develop new ... Lead or assist in leading compliance initiatives necessary in..
Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..
Compliance Officer The candidate will have primary ... responsibilities associated with the University’s compliance obligations with Title VI of ... Saint Leo Athletics to manage compliance and accommodations with these..
Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
Ethics and Compliance Officer The candidate will handle duties ... Committee meetings. Coordination with GTRC Compliance and Conflict of Interest departments ... as needed. Assistance with all compliance training in..
Senior Compliance and Privacy Officer Duties: The candidate is responsible ... Deluxe’s privacy and consumer protection compliance programs including the development, implementation, ... mitigate, and remediate privacy and compliance risks..
Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..