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81

Compliance Officers Jobs in Bridgeport





Job info
SPONSORED JOB
Location
Norwalk, CT
Posted Date
Oct 19,20
Source
Employer   

Chief compliance Officer The candidate will develop ... conduct Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies Ensuring compliance efforts are documented monitored..

SPONSORED JOB
Location
Hauppauge, NY
Posted Date
Oct 24,22
Source
Employer   

VP compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers performing annual reviews thereon conducting risk assessments and periodic compliance testing maintaining oversight of ..

 
Company
**********
Location
Stony Brook, NY
Posted Date
Aug 26, 2015
Info Source
Employer  - Full-Time  90 

Chief Compliance Officer Duties: Providing the business ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to prevent..

 
Company
**********
Location
Danbury, CT
Posted Date
Sep 21, 2020
Info Source
Employer  - Full-Time  90 

Support Enforcement Officer II The candidate will perform advanced level professional practice of aiding in obtaining compliance with court ordered family support. Will monitor compliance with family support obligations. Research and ..

 
Company
**********
Location
Danbury, CT
Posted Date
Feb 22, 2022
Info Source
Recruiter  - Full-Time  90 

We pride ourselves on building close relationships with our customers to understand their specific needs and provide tailored solutions for their business. Over the years we have grown, although our commitment ..

 
Company
**********
Location
New Haven, CT
Posted Date
Sep 21, 2020
Info Source
Employer  - Full-Time  90 

Support Enforcement Officer II The candidate will perform advanced level professional practice of aiding in obtaining compliance with court ordered family support. Will monitor compliance with family support obligations. Research and ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

 
Location
Hauppauge, NY
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..

 
Company
**********
Location
Stony Brook, NY
Posted Date
Sep 11, 2016
Info Source
Employer  - Full-Time  90  

Director of Hospital Compliance The candidate will assist the ... candidate will assist the Chief Compliance Officer in carrying out the ... of University Hospital and its Compliance Program. Will..

 
Company
**********
Location
Stony Brook, NY
Posted Date
Sep 03, 2020
Info Source
Employer  - Full-Time  90  

Director of Hospital Compliance Ref - 2002305 The candidate ... candidate will assist the Chief Compliance Officer in carrying out the ... University Hospital (SBUH) and its Compliance Program. The..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

 
Company
**********
Location
Stamford, CT
Posted Date
Sep 22, 2020
Info Source
Employer  - Full-Time  90 

Director - Workout Officer, Commercial Credit Risk & Analytics - Special Assets Group (Commercial Real Estate) The candidate will perform the duties of a lending officer and be responsible for the ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

 
Company
**********
Location
Danbury, CT
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will prepare ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto; and..

 
Company
**********
Location
Stony Brook, NY
Posted Date
May 15, 2018
Info Source
Employer  - Full-Time  90 

Chief Contracts Officer Duties: Works with the Sciences Schools ( Schools of Medicine, Dental, Social Welfare, Nursing, Health Technology and Pharmacy)in providing counseling in reviewing and approving all student affiliation agreements. ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Mar 06, 2021
Info Source
Employer  - Full-Time  90  

Description The Financial Planning & Analysis Lead analyzes and forecasts financial, economic, and other data to provide accurate and timely information for strategic and operational decisions. The Financial Planning & Analysis ..

 
Company
**********
Location
Stamford, CT
Posted Date
Sep 21, 2020
Info Source
Employer  - Full-Time  90 

Support Enforcement Officer II The candidate will perform advanced level professional practice of aiding in obtaining compliance with court ordered family support. Will monitor compliance with family support obligations. Research and ..

 
Company
**********
Location
Norwalk, CT
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will develop ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented, monitored,..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

 
Company
**********
Location
New Haven, CT
Posted Date
Sep 14, 2017
Info Source
Employer  - Full-Time  90 

Assistant Director, Compliance and Quality Duties: Reporting to ... Program, the Assistant Director, Regulatory, Compliance, and Quality is responsible for ... (HRPP), including the facilitation of compliance and quality assurance..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Sep 21, 2020
Info Source
Employer  - Full-Time  90 

Support Enforcement Officer II The candidate will perform advanced level professional practice of aiding in obtaining compliance with court ordered family support. Will monitor compliance with family support obligations. Research and ..

 
Company
**********
Location
Stony Brook, NY
Posted Date
May 20, 2017
Info Source
Employer  - Full-Time  90 

Compliance Program Manager, School of Dental ... will assist the Director of Compliance for company Medicine Health Sciences ... mission and goals and its Compliance Program. The Compliance Program Manager..

 
Location
Shelton, CT
Posted Date
Jun 23, 2022
Info Source
Employer  - Full-Time  90  

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

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