Finance Compliance Jobs in Davidson

... Attorney specializing in Renewable Energy/Project Finance for their Charlotte office. Job Overview:The ... focus on renewable energy project finance transactions, representing lenders or tax ... investors in renewable energy project..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Senior Compliance Officer The candidate will conduct ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and execute..

Compliance Director – Trust and Wealth ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all laws, regulations, and..

... is seeking a Senior Fund Finance/NAV Finance/Subscription Line Associate Attorney or Counsel ... following:Job Overview: The Senior Fund Finance/NAV Finance/Subscription Line Associate Attorney or Counsel ... and lenders on..

A law firm in Charlotte is seeking a skilled Complex Credit and Insurance Solutions Associate Attorney with 3-5 years of experience in complex credit fund formation and insurance solutions for private ..

Financial Crimes Compliance, Testing Unit, Vice President The ... support the Global Financial Crimes Compliance Testing (“GFCCT”) function and leading, ... thematic reviews of financial crimes compliance (AML, Sanctions, ABC)..

A law firm in Charlotte, NC, seeks a Commercial and Technology Associate Attorney with 3-5 years of transactional experience. The ideal candidate will have significant experience in vendor procurement and outsourcing ..

HMDA Compliance Director The candidate will be ... one or more second line compliance oversight teams to implement and ... implement and direct an effective compliance risk management program that..

Senior Compliance Officer- Surveillance and Monitoring The ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging risk..

Compliance Director I The candidate will ... develop and maintain a robust compliance program, with a focus on ... program, with a focus on compliance with Section 1071, and other..

11,455 Job Information Deloitte Deloitte Risk & Financial Advisory Intern - Controls, Compliance & Finance - 2022 Internship in Charlotte North Carolina Deloitte Risk & Financial Advisory Intern - Controls, Compliance ..

The Mid-Level Fund/Leveraged Finance Associate Attorney will be responsible ... fund financings, acquisition financings, leveraged finance deals, bridge loans, and other ... relevant transactional experience in fund finance and leverage..

Deputy Chief Compliance Officer – Retail RIA The ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all laws,..

Consumer Finance Attorney - Digital/Marketing Focus The ... the highest standards of regulatory compliance. Will advise on consumer finance-related regulatory, compliance, and legal issues with a ... Remain current on..

Senior Compliance Officer The candidate will conduct ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities to..

Job Overview: A law firm is seeking a Mid-Level or Senior Renewable Energy Associate Attorney to join its team in Charlotte, NC. The ideal candidate should possess at least 5+ years ..

14,567 Job Information Deloitte Deloitte Risk & Financial Advisory Analyst - Controls, Compliance & Finance (Summer/Fall 2022) in Charlotte North Carolina Deloitte Risk & Financial Advisory Analyst - Controls, Compliance & ..

A law firm in Charlotte, NC, is seeking a Real Estate Associate Attorney with 2-4 years of real estate transactional experience. The ideal candidate will have a background in acquisitions, dispositions, ..

Compliance Director II – Section 1071 ... initially establish the Section 1071 Compliance program and business requirements across ... be overseeing the newly created Compliance team on an ongoing basis..

A law firm based in Charlotte is seeking a Corporate Associate Attorney with experience in mergers and acquisitions, privately-held businesses, contract review and analysis, capital raising, loan document review, and corporate ..

Financial Crimes Analyst II – Enhanced Due Diligence Financial Crimes – BOI Duties: Completing the review and approval of client relationships that meet SVB's high-risk business categories. Serving as the primary ..

SVP, Compliance Monitoring and Analytics Responsibilities: Lead ... for supervision, surveillance, financial crimes compliance, and other monitoring and testing ... Lead the team responsible for compliance data analytics and process..