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64

Finance Financial Services Regulation Attorney Jobs in Charlotte





Job info
 
Company
**********
Location
Charlotte, NC
Posted Date
Sep 23, 2020
Info Source
Employer  - Full-Time  90 

Regulatory Compliance Attorney – Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB, HUD, DOJ, ..

 
Company
**********
Location
Fort Mill, SC
Posted Date
Sep 26, 2020
Info Source
Employer  - Full-Time  90  

VP, Associate Counsel Duties: Legal analysis of the application of federal and state laws and regulations as applied to the company’s technology initiatives. Drafting and negotiating provisions for a wide variety ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 30, 2022
Info Source
Employer  - Full-Time  90  

Financial Services Associate The candidate must have 1-2+ years of fund formation experience, which would include drafting private placement memoranda, partnership agreements, subscription booklets, and related ancillary documents, as well as ..

 
Location
Charlotte, NC
Posted Date
Jul 30, 2025
Info Source
Recruiter  -  

... firm seeks an experienced transactional attorney to join its dynamic investment ... in transactional law, preferably in finance or corporate transactions.Strong knowledge of ... Bar preferred.CertificationsRelevant certifications in corporate..

 
Location
Charlotte, NC
Posted Date
Jul 30, 2025
Info Source
Recruiter  -  

Job Title: Investment Funds Associate AttorneyJob Overview: A prominent law firm based in Charlotte, NC, is seeking an experienced associate attorney to join its thriving Investment Funds practice. This role offers ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

Senior Manager, Counsel The candidate will assist the Counsel and Director for Litigation in the day-to-day management of consumer litigation. Manage pre-litigation demand letters and threats of suit, including partnering with ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 01, 2022
Info Source
Employer  - Full-Time  90  

Financial Services Senior Associate - SALT Duties: The candidate applies industry knowledge and experience to clients by assisting in providing advice related to tax implications of their business objectives, recommend alternate ..

 
Location
Charlotte, NC
Posted Date
Jul 30, 2025
Info Source
Recruiter  -  

... is seeking a Regulatory Associate Attorney to join its Litigation and ... to join its Litigation and Financial Regulatory practice in Charlotte, NC. ... immediate client exposure, including international..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

Legal Counsel - Bank Regulatory and Treasury Services The candidate will work extensively with the team at firms Bank USA, firms’s $120B+ US bank, to provide comprehensive support, advice and guidance ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 01, 2022
Info Source
Employer  - Full-Time  90  

Financial Services SALT Manager Duties: The candidate is responsible for advising clients of the tax implications relating to their business objectives, recommending alternate courses of action, as well as identifying different ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time,Work From Home  90  

Associate General Counsel - Data Protection and Cybersecurity (Hybrid) The candidate identifies and leads existing and emerging risks that stem from business activities and the job role. Ensures risks associated with ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 08, 2022
Info Source
Employer  - Full-Time  90  

Attorney – Commercial & Consumer Branch Operations, Deposit & Digital Services Legal Team Duties: Provide legal guidance and training for Commercial Deposit Products, ACH and Wire services and payment system-related matters ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 16, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel - Treasury Management The candidate will provide guidance to management on legal and regulatory matters impacting business strategy and policy or claims against the Company. Proactively identify policy, legal, ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 08, 2022
Info Source
Employer  - Full-Time  90  

VP, Associate General Counsel (Investment Management) Responsibilities: Provides hands-on legal advice, guidance and counsel to management and supports the operations of legal department. May support the protecting of the organization's rights ..

 
Location
Charlotte, NC
Posted Date
Jun 06, 2025
Info Source
Recruiter  -  

A law firm is seeking a Mid-Level Investment Funds Associate Attorney to join their Charlotte, NC office. The ideal candidate will have 4-6 years of significant experience in private equity fund ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 09, 2022
Info Source
Employer  - Full-Time  90  

Lead Counsel - Bank Regulatory The candidate will research, analyze and advise on prudential banking laws and regulations (as well as related supervisory guidance) related to bank and bank holding company ..

 
Location
Charlotte, NC
Posted Date
Aug 07, 2025
Info Source
Recruiter  -  

Job Title: Fund Finance Associate AttorneyJob Location: Charlotte, NCJob ... a prominent presence in the financial services sector is looking to expand ... with specialized experience in fund finance and..

 
Company
UBS
Location
Charlotte, NC
Posted Date
Dec 12, 2022
Info Source
Employer  - Full-Time  90  

Assistant General Counsel, Banking The candidate will work extensively with the team at firms Bank USA, the firm’s $120B US bank, to support existing and new business initiatives and other projects, ..

 
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

... for a wide variety of services and products, including, but not ... but not limited to, master services, online hosting platforms, outsourcing, consulting, ... licensing, talent, and cloud based..

 
Location
Charlotte, NC
Posted Date
Jun 26, 2025
Info Source
Recruiter  -  

... is seeking a Mid-Level Leveraged Finance Associate Attorney with 3-5 years of experience ... and issuers in various leveraged finance transactions.Duties:Counsel clients on leveraged finance matters, including asset-based lending,..

 
Company
**********
Location
Fort Mill, SC
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

VP, Assistant General Counsel The candidate will serve as the Corporate Law group’s lead attorney for the support of LSG’s projects, initiatives and product offerings. Integrate within the LSG team and ..

 
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

... and partners; selecting and overseeing services of approved outside counsel; drafting, ... of new initiatives, products and services. J.D. degree from an accredited ... lending laws. Meaningful experience representing..

 
Company
**********
Location
Fort Mill, SC
Posted Date
Dec 01, 2022
Info Source
Employer  - Full-Time  90  

VP, Associate Counsel Investigations The candidate is responsible for investigating matters involving potential fraud and/or misconduct by the Firm’s associated persons, employees, contractors and vendors, as well activities, business practices or ..

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