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113

Finra Attorney Jobs





Job info
 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Principal Counsel, Ethics The candidate will create, interpret, advise on, monitor and maintain various conflicts-of-interest programs at organization, at all times acting in an independent and confidential manner. Will independently counsel ..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Chief Counsel, Market Regulation Enforcement The candidate will be responsible for managing Enforcement outcomes and implementing priorities for the Enforcement department, ensuring maximum productivity and effectiveness with a large and complex ..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Will execute an effective risk-based legal strategy to assess the record fairly. Recommend a fair ..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Senior Counsel, Custody The candidate will be responsible for: Integrate into the day-to-day operations of company Custody, providing legal, business and strategic advice. Develop scaled strategies for addressing risk in business-centric ..

 
Company
**********
Location
New York City, NY
Posted Date
Jun 27, 2023
Info Source
Employer  - Full-Time  90  

Apply New York, NY Associate Attorney, Winston & Strawn LLP, New York, NY. Conduct legal research and analysis for cross border corporate projects. Review, draft, and negotiate documents related to corporate ..

 
Company
**********
Location
New York City, NY
Posted Date
May 06, 2023
Info Source
Employer  - Full-Time  90  

Apply New York, NY Associate Attorney, Winston & Strawn LLP, New York, NY. Conduct legal research and analysis for cross border corporate projects. Review, draft, and negotiate documents related to corporate ..

 
Location
New York City, NY
Posted Date
May 01, 2023
Info Source
Employer  - Full-Time  90  

Why work for us? Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting ..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

 
Company
Location
New York City, NY
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject ..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90 

Mid-Level Associates to Counsel-Level (Securities) Ideal candidates will have in-depth experience (4-6 years) in the following areas: Public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of ..

 
Location
New York City, NY
Posted Date
Mar 06, 2026
Info Source
Recruiter  -  

Job OverviewA law firm seeks a Corporate Associate in New York, United States, to collaborate with partners and attorneys in executing capital markets transactions and assisting clients with compliance related to ..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Associate General Counsel Duties: Advise the Board of Governors and advisory committees with respect to high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes under consideration by the ..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Principal Counsel Duties: Advise the Board of Governors and the Organization’s advisory committees with respect to regulatory initiatives and rule changes under consideration by the Board. Assist in briefing and providing ..

 
Location
New York City, NY
Posted Date
Mar 20, 2026
Info Source
Recruiter  -  

Job OverviewA law firm seeks a Capital Markets Senior Associate/Counsel in New York, New York. The successful candidate will join a dynamic capital markets group advising emerging-growth and public companies, investment ..

 
Location
New York City, NY
Posted Date
Apr 23, 2026
Info Source
Recruiter  -  

Job Overview A law firm seeks a senior attorney or partner to join its New York office, specializing in financial services litigation, securities, and FINRA matters.DutiesLead and manage complex financial services ..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..

 
Location
New York City, NY
Posted Date
Mar 08, 2026
Info Source
Recruiter  -  

Job OverviewA law firm seeks an Associate Corporate SPAC Attorney in New York, United States. This role involves working with partners to execute capital markets transactions and assist clients in compliance ..

 
Location
New York City, NY
Posted Date
Jun 18, 2023
Info Source
Employer  - Full-Time  90  

Apply New York, NY Associate Attorney, Winston & Strawn LLP, New York, NY. Conduct legal research and analysis for cross border corporate projects. Review, draft, and negotiate documents related to corporate ..

 
Location
New York City, NY
Posted Date
Mar 06, 2026
Info Source
Recruiter  -  

Job OverviewA law firm seeks an Associate Corporate SPAC Attorney in New York, United States. This role involves working with partners to execute capital markets transactions and assist clients in compliance ..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 01, 2022
Info Source
Employer  - Full-Time  90  

Vice President- Equities Attorney The candidate will work closely with the Business with respect to the structuring, sale, negotiation, documentation and execution of a wide range of equity products, with a ..

 
Job title
GRANTED JOB
Company
**********
Location
New York City, NY
Posted Date
Dec 12, 2022
Info Source
Employer  - Full-Time  90  

Counsel, Enforcement The candidate will execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan investigations and fully develop the record. Research and identify ..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 11, 2022
Info Source
Employer  - Full-Time  90  

New York City McGlinchey Stafford is a premier midsized business law firm offering services in more than 40 practice areas through a highly integrated national platform. Flexible schedules are available. While ..

 
Company
Location
New York City, NY
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

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