Finra Attorney Jobs

Principal Counsel, Ethics The candidate will create, interpret, advise on, monitor and maintain various conflicts-of-interest programs at organization, at all times acting in an independent and confidential manner. Will independently counsel ..

Chief Counsel, Market Regulation Enforcement The candidate will be responsible for managing Enforcement outcomes and implementing priorities for the Enforcement department, ensuring maximum productivity and effectiveness with a large and complex ..

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Will execute an effective risk-based legal strategy to assess the record fairly. Recommend a fair ..

Senior Counsel, Custody The candidate will be responsible for: Integrate into the day-to-day operations of company Custody, providing legal, business and strategic advice. Develop scaled strategies for addressing risk in business-centric ..

Apply New York, NY Associate Attorney, Winston & Strawn LLP, New York, NY. Conduct legal research and analysis for cross border corporate projects. Review, draft, and negotiate documents related to corporate ..

Apply New York, NY Associate Attorney, Winston & Strawn LLP, New York, NY. Conduct legal research and analysis for cross border corporate projects. Review, draft, and negotiate documents related to corporate ..

Why work for us? Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject ..

Mid-Level Associates to Counsel-Level (Securities) Ideal candidates will have in-depth experience (4-6 years) in the following areas: Public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of ..

Job OverviewA law firm seeks a Corporate Associate in New York, United States, to collaborate with partners and attorneys in executing capital markets transactions and assisting clients with compliance related to ..

Associate General Counsel Duties: Advise the Board of Governors and advisory committees with respect to high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes under consideration by the ..

Principal Counsel Duties: Advise the Board of Governors and the Organization’s advisory committees with respect to regulatory initiatives and rule changes under consideration by the Board. Assist in briefing and providing ..

Job OverviewA law firm seeks a Capital Markets Senior Associate/Counsel in New York, New York. The successful candidate will join a dynamic capital markets group advising emerging-growth and public companies, investment ..

Job Overview A law firm seeks a senior attorney or partner to join its New York office, specializing in financial services litigation, securities, and FINRA matters.DutiesLead and manage complex financial services ..

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..

Job OverviewA law firm seeks an Associate Corporate SPAC Attorney in New York, United States. This role involves working with partners to execute capital markets transactions and assist clients in compliance ..

Apply New York, NY Associate Attorney, Winston & Strawn LLP, New York, NY. Conduct legal research and analysis for cross border corporate projects. Review, draft, and negotiate documents related to corporate ..

Job OverviewA law firm seeks an Associate Corporate SPAC Attorney in New York, United States. This role involves working with partners to execute capital markets transactions and assist clients in compliance ..

Vice President- Equities Attorney The candidate will work closely with the Business with respect to the structuring, sale, negotiation, documentation and execution of a wide range of equity products, with a ..

Counsel, Enforcement The candidate will execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan investigations and fully develop the record. Research and identify ..

New York City McGlinchey Stafford is a premier midsized business law firm offering services in more than 40 practice areas through a highly integrated national platform. Flexible schedules are available. While ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..