Finra Attorney Jobs

Principal Counsel, Ethics The candidate will create, interpret, advise on, monitor and maintain various conflicts-of-interest programs at organization, at all times acting in an independent and confidential manner. Will independently counsel ..

Associate Principal Analyst, International Affairs Duties: Conduct research and analysis of international developments covering a wide range of financial regulatory topics and jurisdictions with minimal supervision to inform senior management and ..

Chief Counsel, Market Regulation Enforcement The candidate will be responsible for managing Enforcement outcomes and implementing priorities for the Enforcement department, ensuring maximum productivity and effectiveness with a large and complex ..

Senior Counsel, Custody The candidate will be responsible for: Integrate into the day-to-day operations of company Custody, providing legal, business and strategic advice. Develop scaled strategies for addressing risk in business-centric ..

Case Administrator, Dispute Resolution Duties: Manages assigned docket of cases, with responsibility to ensure that all case activities proceed timely and accurately. Utilizes the ODR Portal and internal docket management programs. ..

Ice Miller is seeking a private equity attorney with 4 or more years of law firm experience to join our New York office. Successful candidates will work with our busy Private ..

Ice Miller is seeking a private equity attorney with 4 or more years of law firm experience to join our New York office. Successful candidates will work with our busy Private ..

Job OverviewA law firm seeks an Associate Corporate SPAC Attorney in New York, United States. This role involves working with partners to execute capital markets transactions and assist clients in compliance ..

Join Us Exceptional people produce exceptional results, and we are always looking for both. At Levi & Korsinsky, we grow with the people we hire, so naturally, we’re always looking for ..

Job OverviewA law firm seeks a Capital Markets Senior Associate/Counsel in New York, New York. The successful candidate will join a dynamic capital markets group advising emerging-growth and public companies, investment ..

Join Us Exceptional people produce exceptional results, and we are always looking for both. At Levi & Korsinsky, we grow with the people we hire, so naturally, we’re always looking for ..

Apply New York, NY Winston & Strawn’s project finance group is looking for an associate to join the New York office. Candidates should have at least three years of project finance ..

Apply New York, NY Winston & Strawn is looking for an associate with 4 - 6 years of significant experience in private equity fund formation and related matters. Ideally, the candidate ..

Apply The New York office is seeking highly qualified attorneys with two to six years of project finance experience at a leading national or international law firm. The ideal candidate would ..

Director, Compliance Program Office The candidate will be responsible for developing and maintaining comprehensive rules to controls identification and assessment framework (controls framework) for Member Supervision in coordination with the Office ..

Job OverviewA law firm seeks an Associate Corporate SPAC Attorney in New York, United States. This role involves working with partners to execute capital markets transactions and assist clients in compliance ..

Boutique Investment Bank - Corporate Boutique investment bank in New York City seeks to add an attorney to their small legal team. This attorney will be exposed to both the transactional ..

Job Overview A law firm seeks a senior attorney or partner to join its New York office, specializing in financial services litigation, securities, and FINRA matters.DutiesLead and manage complex financial services ..

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Will execute an effective risk-based legal strategy to assess the record fairly. Recommend a fair ..

Job OverviewA law firm seeks a Corporate Associate in New York, United States, to collaborate with partners and attorneys in executing capital markets transactions and assisting clients with compliance related to ..

Principal Analyst, Risk Monitoring The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Will support both that direct manager in identifying ..

Principal Analyst - Risk Monitoring - Retail - FinTech and Retail with Carrying and Clearing The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a ..

Investment Management Coverage Attorney- Vice President The candidate will primarily provide legal coverage for private funds business, interacting with senior management and a global team of approximately 25 legal professionals supporting ..