Finra Attorney Jobs

Principal Counsel, Ethics The candidate will create, interpret, advise on, monitor and maintain various conflicts-of-interest programs at organization, at all times acting in an independent and confidential manner. Will independently counsel ..

Chief Counsel, Market Regulation Enforcement The candidate will be responsible for managing Enforcement outcomes and implementing priorities for the Enforcement department, ensuring maximum productivity and effectiveness with a large and complex ..

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Will execute an effective risk-based legal strategy to assess the record fairly. Recommend a fair ..

Job Overview: A well-established, full-service law firm based in New York is seeking a Senior Corporate & Securities Attorney to join its Corporate Practice Group. This role is ideal for a ..

A law firm seeks a seasoned and skilled Senior Capital Markets Attorney to join its dynamic team in New York. The ideal candidate will have significant experience in handling capital markets ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Job Title: Securities Enforcement Defense AttorneyJob Overview: A prominent law firm in New York City, NY is seeking an experienced Securities Enforcement Defense Attorney. This role offers the opportunity to work ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

A law firm seeks a Capital Markets Associate to join its team in New York. This role offers an exceptional opportunity to work on a variety of private and public securities ..

Job Overview: A respected litigation firm is seeking an experienced Associate Attorney with 5 years of civil litigation experience to join its New York City office. This role offers the opportunity ..

Associate General Counsel Duties: Advise the Board of Governors and advisory committees with respect to high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes under consideration by the ..

A law firm in New York City, NY, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will possess extensive experience in securities ..

Apply New York, NY Associate Attorney, Winston & Strawn LLP, New York, NY. Conduct legal research and analysis for cross border corporate projects. Review, draft, and negotiate documents related to corporate ..

Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject ..

Counsel, Enforcement The candidate will execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan investigations and fully develop the record. Research and identify ..

Principal Counsel Duties: Advise the Board of Governors and the Organization’s advisory committees with respect to regulatory initiatives and rule changes under consideration by the Board. Assist in briefing and providing ..

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..

Apply New York, NY Associate Attorney, Winston & Strawn LLP, New York, NY. Conduct legal research and analysis for cross border corporate projects. Review, draft, and negotiate documents related to corporate ..

... a motivated and skilled Associate Attorney to join its dynamic legal ... interest in securities-related matters, including FINRA arbitration. The firm offers a ... variety of securities disputes, including..

Job Overview: A nationally recognized AmLaw 200 law firm is seeking an experienced Corporate Securities Attorney to join its Corporate Business Unit. This role focuses on regulatory filings, securities compliance, and ..

New York City McGlinchey Stafford is a premier midsized business law firm offering services in more than 40 practice areas through a highly integrated national platform. Flexible schedules are available. While ..

Senior Counsel, Custody The candidate will be responsible for: Integrate into the day-to-day operations of company Custody, providing legal, business and strategic advice. Develop scaled strategies for addressing risk in business-centric ..

Apply New York, NY Associate Attorney, Winston & Strawn LLP, New York, NY. Conduct legal research and analysis for cross border corporate projects. Review, draft, and negotiate documents related to corporate ..