General Counsel Broker Dealer Jobs

... on white collar, SEC, and general commercial litigation matters.  The associate ... private equity funds, asset managers, broker-dealers, registered investment advisers, accountants and ... associate would also work on..

... Corporate Securities Associate Attorney or Counsel with extensive experience in securities ... ensuring compliance with reporting requirements.Provide general corporate and corporate governance advice, ... other governance documents.Offer guidance on..

... Corporate Securities Associate Attorney or Counsel to join their team. The ... accuracy and compliance.Provide guidance on general corporate governance matters, such as ... policies, and press releases.Offer legal..

... of experience or a senior counsel with at least eight years ... compliance, private fund formation, and general corporate work.DutiesAdvise on investment adviser, ... investment adviser, investment company, and..

... of experience or a senior counsel with at least eight years ... investment adviser, investment company, and broker-dealer regulatory compliance.Assist in the formation ... investors in various transactions.Engage in..

... of experience or a senior counsel with at least eight years ... investment adviser, investment company, and broker-dealer regulatory compliance.Represent institutional investors in ... other investment management transactions.Engage in..

... of experience or a senior counsel with at least eight years ... investment adviser, investment company, and broker-dealer regulatory compliance.Represent institutional investors in ... other investment management entities.Engage in..

... of experience or a senior counsel with at least eight years ... investment adviser, investment company, and broker-dealer regulatory compliance and formation.Represent institutional ... formation and related transactions.Engage in..

... of experience or a senior counsel with at least eight years ... investment adviser, investment company, and broker-dealer regulatory compliance.Represent institutional investors in ... and other investment vehicles.Engage in..

... of experience or a senior counsel with at least eight years ... compliance, private fund formation, and general corporate work.DutiesAdvise on investment adviser, ... investment adviser, investment company, and..

... of experience or a senior counsel with at least eight years ... investment adviser, investment company, and broker-dealer regulatory compliance and formation.Represent institutional ... formation and related transactions.Engage in..

... of experience or a senior counsel with at least eight years ... compliance, private fund formation, and general corporate work.DutiesAdvise on investment adviser, ... investment adviser, investment company, and..