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Job Details

Senior Corporate Securities Associate Attorney or Counsel

Company name
BCG Attorney Search

Experience
4-20 yrs required

Location
Washington, DC, United States

Industry
Legal

Posted on
Jan 03, 2025

Profile

A law firm in Washington, DC, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will have extensive experience in securities law and corporate governance, with a strong background in public company regulations and securities offerings. This role requires a minimum of 6 years of in-depth experience in the field.

Duties:

  • Advise clients on compliance with public company rules and regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
  • Manage and oversee public and private offerings of securities, including drafting and reviewing registration statements and offering documents.
  • Ensure compliance with national securities exchange listing rules and requirements.
  • Prepare and file periodic reports on Forms 10-K, 10-Q, and 8-K.
  • Draft and review proxy statements for annual and special shareholder meetings.
  • Handle Section 16 Reporting, including Forms 3, 4, and 5, ensuring accuracy and compliance.
  • Provide guidance on general corporate governance matters, such as drafting board resolutions, corporate policies, and press releases.
  • Offer legal counsel on broker-dealer, FINRA, investment adviser, and fund formation issues as needed.
  • Represent clients in regulatory investigations, enforcement actions, and compliance audits.
  • Collaborate with other legal professionals within the firm to provide comprehensive legal services.

Requirements:

  • Minimum of 6 years of in-depth experience in corporate securities law and corporate governance.
  • Expertise in the Securities Act of 1933, the Securities Exchange Act of 1934, and related regulations.
  • Proven experience with public and private securities offerings and knowledge of national securities exchange listing rules.
  • Skilled in preparing and filing Forms 10-K, 10-Q, and 8-K, and drafting proxy statements.
  • Proficient in Section 16 Reporting, including Forms 3, 4, and 5.
  • Strong general corporate governance experience, including drafting board resolutions and policies.
  • Experience with broker-dealer, FINRA, investment adviser, or fund formation is a plus.
  • Bar admission required for the jurisdiction of practice.

Education:

  • Juris Doctor (JD) degree from an accredited law school.

Certifications:

  • Bar admission required for the jurisdiction of practice.

Skills:

  • In-depth knowledge of securities law and corporate governance.
  • Strong analytical and problem-solving abilities.
  • Excellent drafting, legal writing, and communication skills.
  • Ability to manage multiple projects and meet deadlines effectively.
  • Proficiency in legal research and regulatory compliance.
  • Strong interpersonal skills with the ability to work collaboratively in a team environment.

Job Location:

  • Washington, DC

Benefits Offered:

  • Competitive salary with performance-based bonuses.
  • Comprehensive benefits package, including medical, dental, and vision insurance.
  • 401(k) plan with employer contributions.
  • Professional development opportunities.
  • Supportive and dynamic work environment.

Company info

BCG Attorney Search
1629 K ST NW, Suite 300
Washington
District of Columbia
United States 20006
Phone : (202) 955-5585
Fax : (213) 895-7306

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