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Deputy Chief compliance officer Retail RIA The candidate will ... developing and maintaining a robust compliance program with a focus on ... program with a focus on compliance with all..
compliance officer AML Elderly Vulnerable Specialist The candidate will conduct investigations into potential unusual activity and potential elderly vulnerable exploitation and determine if there is required regulatory reporting File required ..
Senior compliance officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise compliance Programs with an emphasis on ... English Proficiency Lead and..
Senior Paralegal, Regulatory & Compliance Duties: Collaborates with and supports ... record keeping for practices Assists Compliance Officer with ensuring compliance with administrative regulations for the ... Assists Lab management..
Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..
Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, ... federal regulatory changes. Ensure that compliance guidance..
Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..
Corporate Ethics & Compliance Manager Duties: Coordinating E&C education, ... that the Director, Legal and Compliance and the Chief Legal & ... and the Chief Legal & Compliance Officer are..
Compliance Officer The candidate will be working ... of both RIA & BD compliance and the ability to effectively ... communicate with clients, counsel, and compliance staff, Provide input and..
Securities Compliance Attorney/Officer The candidate will interpret new and existing securities laws and regulations and provide guidance to various business units and assist them in updating policies and procedures. Analyze existing ..
Compliance Counsel (Director) Duties: The candidate ... of the law relating to compliance to support the Global Compliance Officer, the GBA Compliance Officers and country Compliance Officers, the Enabling Functions,..
Compliance Officer The candidate will have primary ... responsibilities associated with the University’s compliance obligations with Title VI of ... Saint Leo Athletics to manage compliance and accommodations with these..
Compliance Officer - AML & Elderly/Vulnerable Specialist The candidate will conduct investigations into potential unusual activity and potential elderly/vulnerable exploitation and determine if there is required regulatory reporting. File required Suspicious ..
Senior Compliance Officer- Enterprise Privacy And Technology Office ... pertaining to privacy and technology compliance. Analyze existing and develop new ... Lead or assist in leading compliance initiatives necessary in..
Data Protection Officer & Senior Privacy Counsel The ... closely with the Chief Privacy Officer and within the Enterprise Privacy ... help lead the regulatory and compliance related activities for..
Description CenterWell Senior Primary Care, a subsidiary of Humana Inc., is the new brand for a primary care medical group practice with centers open or opening in Florida, Georgia, Kansas, Louisiana, ..
Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..
Ethics and Compliance Officer The candidate will handle duties ... Committee meetings. Coordination with GTRC Compliance and Conflict of Interest departments ... as needed. Assistance with all compliance training in..
Senior Compliance and Privacy Officer Duties: The candidate is responsible ... Deluxe’s privacy and consumer protection compliance programs including the development, implementation, ... mitigate, and remediate privacy and compliance risks..
Senior Counsel - Healthcare Compliance Duties: Understanding the landscapes relevant ... implementation, and operation of company-wide compliance programs and initiatives. Supporting the ... and initiatives. Supporting the Chief Compliance Officer..
Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... the FAR/DFARS. Supports the Local Compliance Officer in the development..
Chief Claims Officer The candidate will manage a team of claims professionals by establishing clear performance metrics and monitoring standards. Buildout of claims capability to support diverse global portfolio, including the ..
Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...
Privately Held Investments Real Estate Officer II The candidate will be ... managed and will maintain the compliance of all account assets within ... each asset while ensuring policy compliance..